Marianne K. Brouillette

SOLLINDA CAPITAL MANAGEMENT LLC

Savannah, GA 31406

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CRD#: 5146282

Professional summary

Marianne Katherine Brouillette, who also goes by Marianne K Brouillette, Marianne Katherine Dunn, Marianne Katherine Murphy, is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Savannah, Georgia and SAXONY SECURITIES, INC. located in St. Louis, Missouri.

Marianne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Marianne has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marianne K Brouillette | Marianne Katherine Dunn | Marianne Katherine Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cowan Financial Group, Inc.; DBA for financial services business. Investment Related. 1 Oglethorpe Prof. Blvd. Ste. 102, Savannah, GA 31406 2) Brouillette & Cowan Inc., non-investment related; tax accounting and consulting business; Owner/President; began 2/1/2005; 1 Oglethorpe Prof. Blvd. Ste. 102, Savannah, GA; 80 hours per month; tax preparation and consult 3) Various insurance companies; investment-related business; non variable insurance sales; insurance agent; started 07/30/2025; insurance policy sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marianne Katherine Brouillette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2023 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

Office #1: 1 Oglethorpe Professional Blvd. Ste. 102, Savannah, GA 31406

RIA

CRD#: 321742

Savannah, GA

Current

November 1, 2023 - Present

SAXONY SECURITIES, INC.

Office #1: 11152 S Towne Square, St. Louis, MO 63123

CRD#: 115547

St. Louis, MO

Past

November 21, 2016 - November 2, 2023

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

SAVANNAH, GA

Past

September 13, 2016 - November 2, 2023

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

SAVANNAH, GA

Past

February 7, 2008 - September 14, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

SAVANNAH, GA

Past

January 30, 2008 - September 14, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

SAVANNAH, GA

Past

September 6, 2007 - January 31, 2008

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SAVANNAH, GA

Past

August 15, 2006 - January 31, 2008

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SAVANNAH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(11/1/2023)

IAR

Georgia
(12/5/2023)

Minnesota
(11/1/2023)

Nebraska
(11/1/2023)

New Jersey
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2011

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/13/2008

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/14/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

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Contact information

Main Address

1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

Mailing Address

200 First Ave. Nw Suite 303a, Hickory, NC 28601

Phone number

(844) 662-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,506
AUM (Assets Under Management)	$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marianne K. Brouillette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marianne Katherine Brouillette's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CAPITAL INVESTMENT GROUP, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SOLLINDA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2007

Series 63

Date: 11/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2011

Series 22

Date: 12/13/2008

Series 6

Date: 8/14/2006

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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