Pedro Montoya
Professional summary
Pedro Montoya, who also goes by Pedro Enrique Montoya, Pedro Montoya, is a registered financial professional currently at ITAU INTERNATIONAL SECURITIES INC. located in Miami, Florida.
Pedro is registered as a RR (Registered Representative) and started their career in finance in 2007. Pedro has worked at 7 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pedro Montoya's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2019 - Present
ITAU INTERNATIONAL SECURITIES INC.
Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #2: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #3: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131January 24, 2018 - December 3, 2019
MIURA CAPITAL, LLC
May 4, 2011 - June 2, 2016
SOUZA BARROS SECURITIES, INC
January 12, 2011 - May 3, 2011
UBS FINANCIAL SERVICES INC.
January 11, 2011 - May 3, 2011
UBS FINANCIAL SERVICES INC.
November 11, 2010 - January 5, 2011
ITA FINANCIAL SERVICES, LLC
April 9, 2009 - August 13, 2010
LEVELX CAPITAL LLC
November 1, 2007 - April 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2007 - April 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/14/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
ITAU INTERNATIONAL SECURITIES INC.
CRD#: 144769 / SEC#: 801-112301, 8-67674
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITAU BBA INTERNATIONAL PLC | DIRECT OWNER | |
| AAGESEN, MARCELO | DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS | 6905674 |
| BALTOVSKI, ALEXANDER | PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BEYRUTI, FERNANDO MATTAR | DIRECTOR AND CHAIRMAN | 6629310 |
| BRITO DE LIMA, MARCIO | HEAD INVESTOR | 6954691 |
| COHEN, ALAN MARCEL | HEAD TRADER | 6921752 |
| DE OLIVEIRA MARQUES, FERNANDO LUIZ | HEAD OF COMMERCIAL | 7861011 |
| GAITAN, SARA CATALINA | CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4733588 |
| GAMBA, THIAGO DA SILVA | CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI | 6622732 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 3219445 |
| MOREIRA, PERCY AUGUSTO | DIRECTOR | 4882443 |
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 56,559,226 |
Red Flags
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Company Information
ITAU INTERNATIONAL SECURITIES INC.
CRD#: 144769Miami, FL 33131TRUST BUT VERIFY
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