Daphne Car
Professional summary
Daphne Car, who also goes by Defne Emine Car, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Daphne is registered as a RR (Registered Representative) and started their career in finance in 2007. Daphne has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daphne Car's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2024 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 270 Park Ave, New York, NY 10017May 30, 2024 - September 27, 2024
J.P. MORGAN SECURITIES LLC
September 29, 2023 - September 27, 2024
J.P. MORGAN SECURITIES LLC
December 11, 2018 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
October 23, 2018 - September 30, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
January 29, 2015 - December 17, 2015
BARCLAYS CAPITAL INC.
January 15, 2015 - December 17, 2015
BARCLAYS CAPITAL INC.
January 31, 2007 - July 6, 2012
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/11/2018
General Securities Representative ExaminationFINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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