RG
Robert I. Gershkowitz
CETERA INVESTMENT ADVISERS LLC
MESA, AZ
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CRD#: 5145407
RG
Professional summary
Robert Isaac Gershkowitz, who also goes by Rob Gershkowitz, Robert Gershkowitz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mesa, Arizona and CETERA WEALTH SERVICES, LLC located in Chandler, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Robert has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Gershkowitz | Robert Gershkowitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ALLWEALTH PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING START DATE: 12/2024 POSITION/TITLE/RELATIONSHIP: CO-FOUNDER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Robert Isaac Gershkowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 3100 W Ray Rd Suite 210, Chandler, AZ 85226RIA
CRD#: 105644
MESA, AZ
Current
December 9, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3100 W Ray Rd Suite 201, Chandler, AZ 85226BD
CRD#: 13572
Chandler, AZ
Past
April 6, 2018 - December 16, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
March 25, 2017 - December 16, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Past
August 4, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
TEMPE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/16/2024)
RR
Alaska(12/17/2024)
RR
Arizona(12/11/2024)
IAR
Arizona(12/11/2024)
RR
California(12/10/2024)
RR
Colorado(12/12/2024)
RR
Connecticut(12/9/2024)
RR
District of Columbia(12/12/2024)
RR
Florida(12/10/2024)
RR
Georgia(12/10/2024)
RR
Illinois(12/16/2024)
RR
Indiana(12/12/2024)
RR
Michigan(12/12/2024)
RR
Minnesota(12/17/2024)
RR
Montana(1/13/2025)
RR
Nebraska(12/16/2024)
RR
New Jersey(12/12/2024)
RR
New Mexico(12/12/2024)
RR
New York(12/12/2024)
RR
North Carolina(12/17/2024)
RR
Ohio(12/10/2024)
RR
Oregon(12/17/2024)
RR
Pennsylvania(12/10/2024)
RR
South Carolina(12/12/2024)
RR
Tennessee(7/17/2025)
IAR
Texas(12/9/2024)
RR
Texas(12/12/2024)
RR
Utah(12/10/2024)
RR
Vermont(12/16/2024)
RR
Virginia(3/10/2025)
RR
Washington(3/26/2025)
RR
Wisconsin(2/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
