Catherine Schultz
STRATEGIC ADVISERS | Vice President, Wealth Planner
THE COLONY, TX
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CRD#: 5144598
Professional summary
Catherine Schultz, CFP®, who also goes by Catherine Jane Mcmillen, Catherine Jane Schultz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in The Colony, Texas and FIDELITY BROKERAGE SERVICES LLC located in Southlake, Texas.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Catherine has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Biography
In my position as a Wealth Planner, I partner with investors who want a high level of financial planning combined with professional money management. I have over fifteen years of experience in the industry and I have held the Certified Planner Designation, CFP® since 2009. I enjoy building long term relationships with my clients and their families.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Catherine Jane Mcmillen | Catherine Jane Schultz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Education
University of Colorado Graduate School of Banking and Finance
Graduate Certification in Banking and Finance - Banking and Finance
1987
University of Colorado
Bachelor of Science (BS) - Business
1981
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1540 East Southlake Blvd, Southlake, TX 76092RIA
CRD#: 104555
THE COLONY, TX
Current
April 16, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1540 East Southlake Blvd., Southlake, TX 76092-6422BD
CRD#: 7784
Southlake, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SOUTHLAKE, TX
Past
May 27, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DENVER, CO
Past
March 15, 2011 - April 10, 2015
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
December 9, 2010 - February 9, 2011
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
GREENWOOD VILLAGE, CO
Past
May 7, 2008 - July 1, 2010
EDWARD JONES
RIA
CRD#: 250
LITTLETON, CO
Past
April 11, 2008 - July 1, 2010
EDWARD JONES
BD
CRD#: 250
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/4/2019)
RR
California(1/3/2020)
RR
Colorado(4/16/2015)
IAR
Colorado(3/31/2025)
RR
Connecticut(3/4/2022)
RR
Florida(7/30/2015)
RR
Georgia(4/24/2020)
RR
Hawaii(5/12/2020)
RR
Idaho(8/15/2017)
RR
Illinois(1/3/2020)
RR
Indiana(1/22/2020)
RR
Iowa(1/6/2026)
RR
Kansas(6/9/2022)
RR
Kentucky(5/2/2022)
RR
Louisiana(2/19/2018)
RR
Maryland(12/8/2020)
RR
Massachusetts(1/3/2020)
RR
Michigan(9/5/2024)
RR
Minnesota(1/3/2020)
RR
Missouri(8/11/2022)
RR
Nevada(7/8/2022)
RR
New Hampshire(1/3/2020)
RR
New Mexico(7/13/2020)
RR
New York(12/1/2022)
RR
North Carolina(2/9/2026)
RR
Oklahoma(6/10/2022)
RR
Oregon(2/19/2018)
RR
Pennsylvania(10/29/2025)
RR
South Carolina(9/9/2022)
RR
Tennessee(4/9/2021)
RR
Texas(4/26/2021)
IAR
Texas(3/31/2025)
RR
Utah(9/21/2020)
RR
Virginia(1/6/2025)
RR
Washington(1/3/2020)
RR
Wisconsin(9/8/2025)
RR
Wyoming(4/28/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555The Colony, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
