CR
Cheryl A. Rigali
CITY NATIONAL SECURITIES
Arcadia, CA
Some features on this profile are disabled
CRD#: 5143772
CR
Professional summary
Cheryl A Rigali, CPWA®, who also goes by Cheryl Ashley Low, Cheryl Rigali, Cheryl Ashley Low Rigali, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Arcadia, California.
Cheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Cheryl has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cheryl Ashley Low | Cheryl Rigali | Cheryl Ashley Low Rigali
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF BUSINESS - Condo Rental; INVESTMENT RELATED - NO; BUSINESS ADDRESS - 3575 MONAIR DRIVE, UNIT B, SAN DIEGO, CA 92117; NATURE OF BUSINESS - I own a condo that I recently converted into a rental property.; POSITION - Condo Owner; START DATE - 8/14/17; HOURS PER MONTH - 1; DURING TRADING HOURS -0; DUTIES- I own the unit. If any walls-in repairs are needed, my property management company will take care of them. (2) NAME: American Youth Soccer Organization; Non-Investment Related; PO Box 1144 Monrovia, California 91017; Soccer organization; Assistant Soccer Coach; Start Date: 08/16/21; 24 hours per month; 0 hours during securities trading hours; DUTIES - Assisting the head coach at practice and games. (3) Name of Entity: Hugo Reid Elementary School; Non-investment related; Address: 1000 Hugo Reid Drive, Arcadia, CA 91007; Nature of OBA: This is a public elementary school; Position/Title/Relationship: Financial Reviewer; Start Date: 06/07/2024; Time devoted: 1 hour per month; 0 during securities trading hours Duties: Periodic reviewing of the PTSA's financials. This is not a treasurer role.
CRS (Client Relationship Summary) - RIA
Click below to view Cheryl A Rigali's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cheryl A Rigali's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2021-09-29
Expire date: 2023-06-30
Experience
Current
January 3, 2017 - Present
CITY NATIONAL SECURITIES, INC.
Office #2: 55 S. Lake Ave 6th Floor, Pasadena, CA 91101RIA
BD
CRD#: 103705
Arcadia, CA
Current
January 3, 2017 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 55 S. Lake Ave 6th Floor, Pasadena, CA 91101RIA
BD
CRD#: 103705
Pasadena, CA
Past
July 15, 2013 - December 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEVERLY HILLS, CA
Past
July 15, 2013 - December 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEVERLY HILLS, CA
Past
November 2, 2010 - February 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN DIEGO, CA
Past
October 23, 2009 - February 24, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN DIEGO, CA
Past
December 5, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2017)
IAR
California(1/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
