MO
Michael P. Otterson
FREEDOM INVESTMENT MANAGEMENT
Bountiful, UT
Some features on this profile are disabled
CRD#: 5143631
MO
Professional summary
Michael Paul Otterson, who also goes by Michael Paul Otterson Mr., Michael Otterson, is a registered financial advisor currently at FREEDOM INVESTMENT MANAGEMENT, INC. located in Bountiful, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Paul Otterson Mr. | Michael Otterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Otterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
Bountiful, UT
Past
April 8, 2021 - December 21, 2023
3D/L CAPITAL MANAGEMENT, LLC
RIA
CRD#: 283304
BOUNTIFUL, UT
Past
May 14, 2020 - March 31, 2021
3D ASSET MANAGEMENT, INC.
RIA
CRD#: 139595
Bountiful, UT
Past
July 2, 2019 - March 30, 2020
POGSON & MATT WEALTH MANAGEMENT GROUP
RIA
CRD#: 155377
Bountiful, UT
Past
July 13, 2018 - January 14, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
April 19, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
April 13, 2018 - January 4, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Past
October 6, 2014 - June 7, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
NORTH SALT LAKE, UT
Past
September 30, 2014 - June 7, 2017
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Bountiful, UT
Past
September 8, 2010 - September 18, 2014
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
October 20, 2006 - September 12, 2014
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FREEDOM INVESTMENT MANAGEMENT, INC.
EQIS | NEXUS ADVISORS INC. | FREEDOM INVESTMENT MANAGEMENT, INC. | FREEDOM INVESTMENT MANAGEMENT | FREEDOM INVESTEMENT MANAGEMENT, INC. | FREEDOM ADVISORS | FREEDOM | EQIS CAPITAL MANAGEMENT, INC. | EQIS CAPITAL MANAGEMENT INC. | EQIS CAPITAL MANAGEMENT | EQIS CAPITAL
CRD#: 126052 / SEC#: 801-68642
RIA
Registered Investment Advisory firm - (1/8/2008 Approved)Arizona
Registered Investment Advisory firm - (1/10/2008 Terminated)California
Registered Investment Advisory firm - (1/11/2008 Terminated)Colorado
Registered Investment Advisory firm - (1/15/2008 Terminated)Connecticut
Registered Investment Advisory firm - (1/10/2008 Terminated)Florida
Registered Investment Advisory firm - (1/14/2008 Terminated)Idaho
Registered Investment Advisory firm - (1/10/2008 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2008 Terminated)Iowa
Registered Investment Advisory firm - (1/11/2008 Terminated)Maryland
Registered Investment Advisory firm - (1/31/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (1/14/2008 Terminated)New Jersey
Registered Investment Advisory firm - (1/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - (1/10/2008 Terminated)Ohio
Registered Investment Advisory firm - (1/10/2008 Terminated)Texas
Registered Investment Advisory firm - (1/10/2008 Terminated)Virginia
Registered Investment Advisory firm - (1/17/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FI
FREEDOM INVESTMENT MANAGEMENT, INC.
EQIS | NEXUS ADVISORS INC. | FREEDOM INVESTMENT MANAGEMENT, INC. | FREEDOM INVESTMENT MANAGEMENT | FREEDOM INVESTEMENT MANAGEMENT, INC. | FREEDOM ADVISORS | FREEDOM | EQIS CAPITAL MANAGEMENT, INC. | EQIS CAPITAL MANAGEMENT INC. | EQIS CAPITAL MANAGEMENT | EQIS CAPITAL
CRD#: 126052 / SEC#: 801-68642
RIA
Registered Investment Advisory firm - (1/8/2008 Approved)Arizona
Registered Investment Advisory firm - (1/10/2008 Terminated)California
Registered Investment Advisory firm - (1/11/2008 Terminated)Colorado
Registered Investment Advisory firm - (1/15/2008 Terminated)Connecticut
Registered Investment Advisory firm - (1/10/2008 Terminated)Florida
Registered Investment Advisory firm - (1/14/2008 Terminated)Idaho
Registered Investment Advisory firm - (1/10/2008 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2008 Terminated)Iowa
Registered Investment Advisory firm - (1/11/2008 Terminated)Maryland
Registered Investment Advisory firm - (1/31/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (1/14/2008 Terminated)New Jersey
Registered Investment Advisory firm - (1/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - (1/10/2008 Terminated)Ohio
Registered Investment Advisory firm - (1/10/2008 Terminated)Texas
Registered Investment Advisory firm - (1/10/2008 Terminated)Virginia
Registered Investment Advisory firm - (1/17/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Constitution Plz Fl 7, Hartford, CT 06103-1703
Mailing Address
Phone number
(860) 291-1998
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 605,511,089 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
