Malik A. Tiwana
Professional summary
Malik Amer Khan Tiwana, who also goes by Malik Amer Tiwana, Malik Amer Khan Tiwana, Malik Amer Tiwana, Malik Tiwana, is a registered financial professional currently at STONECASTLE SECURITIES, LLC located in New York, New York.
Malik is registered as a RR (Registered Representative) and started their career in finance in 2006. Malik has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Malik Amer Khan Tiwana's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
STONECASTLE SECURITIES, LLC
Office #1: 152 West 57th Street 52nd Floor, New York, NY 10019December 1, 2020 - April 22, 2026
IMPERIAL CAPITAL, LLC
May 7, 2016 - December 7, 2020
COWEN AND COMPANY
June 22, 2006 - May 11, 2016
CRT CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2026)
(6/17/2026)
Exams
FINRA
Current Firm
STONECASTLE SECURITIES, LLC
CRD#: 131211 / SEC#: , 8-66434
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO | 2919060 |
Red Flags
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