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FIRM PROFILE
Overview
STONECASTLE SECURITIES, LLC is located at 152 West 57th Street 52nd Fl, New York, NY 10019 and was first established at New York, Delaware in 03/08/2004. After operating for 22 years, STONECASTLE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONECASTLE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. STONECASTLE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONECASTLE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONECASTLE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONECASTLE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STONECASTLE SECURITIES, LLC Comes From
Understanding the Statistics for STONECASTLE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
152 West 57th Street 52nd Fl, New York, NY 10019
152 West 57th Street 52nd Floor, New York, NY 10019
Small
212-354-6500 X. 304
Delaware since 03/08/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | ||
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO | 2919060 |
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Advisor's working at STONECASTLE SECURITIES, LLC
Shannon Demetri Jemmoth
Bonnie Gail Moser
David A. Fuccillo
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