Zachary A. Nugent

S20 CAPITAL

Cottonwood Heights, UT 84047

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CRD#: 5143510

Professional summary

Zachary Alan Nugent, who also goes by Zachary A Nugent, Zak Nugent, is a registered financial advisor currently at S20 CAPITAL, LLC located in Cottonwood Heights, Utah and BA SECURITIES, LLC located in Draper, Utah.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 2 firms and has passed the Series 63, Series 65, Series 82TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zachary A Nugent | Zak Nugent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREEN SHOOTS HOLDINGS, LLC 874 EAST PIONEER ROAD DRAPER, UT 84020 OWNER & PARTNER/REAL ESTATE INVESTMENTS EFFECTIVE: 09/01/2016 2 HOURS PER MONTH/2 HOURS PER MONTH DURING MARKET HOURS ACCRETIVE PARTNERS, LLC 874 EAST PIONEER ROAD DRAPER, UT 84020 OWNER & ADVISOR/VALUATION & CONSULTING SERVICES EFFECTIVE: 01/20/2021 3 HOURS PER MONTH/3 HOURS PER MONTH DURING MARKET HOURS S20 CAPITAL, LLC 874 EAST PIONEER ROAD DRAPER, UT 84020 OWNER & PARTNER/SECONDARY, SECONDARY DIRECT & PRIMARY INVESTOR EFFECTIVE: 09/05/2017 20 HOURS PER MONTH/20 HOURS PER MONTH DURING MARKET HOURS SCALAR, LLC 874 EAST PIONEER ROAD DRAPER, UT 84020 OWNER & CEO/VALUATION & CONSULTING SERVICES EFFECTIVE: 11/03/2009 40 HOURS PER MONTH/40 HOURS PER MONTH DURING MARKET HOURS GIAUQUE TRADING COMPANY. LLC 4114 WEST BLUE MESA WAY SOUTH JORDAN, UT 84009 OWNER & MANAGING MEMBER/HOLDING COMPANY FOR PERSONAL INVESTMENTS EFFECTIVE: 05/19/2021 5 HOURS PER MONTH/2 HOURS PER MONTH DURING MARKET HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Alan Nugent's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2018 - Present

S20 CAPITAL, LLC

Office #1: 6975 Union Park Ave, Cottonwood Heights, UT 84047

RIA

CRD#: 292022

Cottonwood Heights, UT

Current

December 20, 2021 - Present

BA SECURITIES, LLC

Office #1: 874 East Pioneer Road, Draper, UT 84020

CRD#: 153489

DRAPER, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/8/2025)

New York
(8/8/2025)

North Carolina
(8/8/2025)

Pennsylvania
(12/20/2021)

IAR

Utah
(11/13/2018)

Utah
(12/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/17/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/12/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/28/2022

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 12/20/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 6/9/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

S20 CAPITAL, LLC

ALAN GLENN, LLC | S20 CAPITAL, LLC

CRD#: 292022 / SEC#:

Utah

Registered Investment Advisory firm - (11/13/2018 Approved)

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Contact information

Main Address

874 E. Pioneer Road, Draper, UT 84020

Mailing Address

Phone number

(801) 556-2113

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 40,325,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary A. Nugent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Alan Nugent's CRS (Customer Relationship Summary).

Certified licenses

Experience

S20 CAPITAL, LLC

BA SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/2021

Series 65

Date: 11/12/2018

Series 82TO

Date: 1/28/2022

Series 79TO

Date: 12/20/2021

SIE

Date: 6/9/2021

FINRA

Current Firm

S20 CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S20 CAPITAL, LLC

TRUST BUT VERIFY

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