ZN

Zachary A. Nugent

S20 CAPITAL
Cottonwood Heights, UT 84047
Some features on this profile are disabled
CRD#: 5143510
ZN

Professional summary


Zachary Alan Nugent, who also goes by Zachary A Nugent, Zak Nugent, is a registered financial advisor currently at S20 CAPITAL, LLC located in Cottonwood Heights, Utah and BA SECURITIES, LLC located in Draper, Utah.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 2 firms and has passed the Series 63, Series 65, Series 82TO, Series 79TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Zachary A Nugent | Zak Nugent

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Zachary Alan Nugent's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 13, 2018 - Present

S20 CAPITAL, LLC

Office #1: 6975 Union Park Ave, Cottonwood Heights, UT 84047
RIA
CRD#: 292022
Cottonwood Heights, UT
Current

December 20, 2021 - Present

BA SECURITIES, LLC

Office #1: 874 East Pioneer Road, Draper, UT 84020
BD
CRD#: 153489
DRAPER, UT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/8/2025)
RR
New York
(8/8/2025)
RR
North Carolina
(8/8/2025)
RR
Pennsylvania
(12/20/2021)
IAR
Utah
(11/13/2018)
RR
Utah
(12/20/2021)

Exams


State Security Law Exam
State Security Law Exam
IAR
Series 65
Date: 11/12/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/28/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 12/20/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
S20 CAPITAL, LLC
ALAN GLENN, LLC | S20 CAPITAL, LLC

CRD#: 292022 / SEC#:

Utah
Registered Investment Advisory firm - (11/13/2018 Approved)
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Contact information


Main Address
874 E. Pioneer Road, Draper, UT 84020
Mailing Address
Phone number
(801) 556-2113
Established
Firm type
Fiscal year end
# of Employees
3

Regulatory assets under management


Total Number of Accounts7
AUM (Assets Under Management)$ 40,325,000

Red Flags


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Company Information


S20 CAPITAL, LLC

CRD#: 292022Cottonwood Heights, UT 84047

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