Nina M. Stibbs

AIM ADVISORS

Raleigh, NC 27603

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CRD#: 5143162

Professional summary

Nina Moore Stibbs, who also goes by Nina L Moore, Nina Leanne Moore, Nina Moore O'neal, is a registered financial advisor currently at AIM ADVISORS, LLC located in Raleigh, North Carolina and ARKADIOS CAPITAL located in Raleigh, North Carolina.

Nina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nina has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nina L Moore | Nina Leanne Moore | Nina Moore O'neal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AIM Advisors, Is Not Investment Related, 421 N. Harrington St, Ste 630, Raleigh, NC, 27603-1324, Insurance, Partner, 11/28/2009, 5 hours per month, 0 hours per month during trading hours, Commission Compensation, Recommend and sell various fixed insurance products including life, annuity, disability, and health insurance policies to individuals and businesses. 2. AIM Advisors, LLC, Is Investment Related, 421 N. Harrington St, Ste 630, Raleigh, NC, 27603-1324, RIA, Partner, 2/2/2023, 160 hours per month, 5 hours per month during trading hours, Fee Based Compensation, Partner for RIA that manages discretionary portfolios for individuals and families. Duties include investment management, financial planning, financial advising, etc as well as running the day-to-day operations of the firm itself.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nina Moore Stibbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2023 - Present

AIM ADVISORS, LLC

Office #1: 421 N. Harrington Street, Suite 630, Raleigh, NC 27603

RIA

CRD#: 325125

Raleigh, NC

Current

August 4, 2023 - Present

ARKADIOS CAPITAL

Office #1: 421 N. Harrington Street Suite 630, Raleigh, NC 27603

CRD#: 282710

Raleigh, NC

Past

November 17, 2015 - April 27, 2023

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Raleigh, NC

Past

November 17, 2015 - August 7, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Raleigh, NC

Past

February 17, 2010 - November 17, 2015

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

RALEIGH, NC

Past

February 17, 2010 - November 17, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

RALEIGH, NC

Past

November 19, 2009 - February 10, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

RALEIGH, NC

Past

November 19, 2009 - February 10, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

RALEIGH, NC

Past

December 21, 2006 - December 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DURHAM, NC

Past

September 8, 2006 - December 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AIM ADVISORS, LLC

CRD#: 325125 / SEC#: 801-127447

RIA

Registered Investment Advisory firm - (3/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/4/2023)

Florida
(8/4/2023)

Georgia
(8/4/2023)

Illinois
(8/4/2023)

Louisiana
(8/4/2023)

New York
(8/4/2023)

IAR

North Carolina
(4/26/2023)

North Carolina
(8/10/2023)

Rhode Island
(8/4/2023)

South Carolina
(8/4/2023)

Tennessee
(8/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AIM ADVISORS, LLC

CRD#: 325125 / SEC#: 801-127447

RIA

Registered Investment Advisory firm - (3/10/2023 Approved)

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Contact information

Main Address

421 N. Harrington Street, Suite 630, Raleigh, NC 27603

Mailing Address

Phone number

(919) 758-8911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIM ADVISORS, LLC - FORM ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	482
AUM (Assets Under Management)	$ 138,196,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nina M. Stibbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nina Moore Stibbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AIM ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2006

FINRA

Current Firm

AIM ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AIM ADVISORS, LLC

TRUST BUT VERIFY

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