AB
Andrea D. Bradford
CETERA INVESTMENT ADVISERS LLC
LAVONIA, GA 30553
Some features on this profile are disabled
CRD#: 5142879
AB
Professional summary
Andrea Dawn Bradford, who also goes by Andrea Legg Bradford, Andrea Dawn Legg, Andrea Legg, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lavonia, Georgia and CETERA WEALTH SERVICES, LLC located in Lavonia, Georgia.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrea has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Legg Bradford | Andrea Dawn Legg | Andrea Legg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. UNITED METHODIST CHURCH, NOT INVESTMENT RELATED, ELBERTON GA, CHURCH, CHOIR DIRECTOR AND PIANIST, BEGAN 10/2004, 10 HOURS/WEEK, NOT DURING BUSINESS HOURS.;
FIXED INSURANCE PRODUCTS: LIFE, DISABILITY, ANNUITIES, AND LTC.
SAVANNAH RIVER PRODUCTIONS - PERFORMING ARTS GROUP, MANAGING DIRECTOR, 15 HRS PER WEEK.;
ALSO PRESIDENT OF SAVANNAH RIVER PRODUCTIONS, INC...A NON-PROFIT THEATRE GROUP IN N/E GEORGIA.
BRADFORD AND LEGG WEALTH MANAGEMENT (DBA).
NAME OF OTHER BUSINESS: COKESBURY UNITED METHODIST CHURCH
INVESTMENT RELATED: NO
ADDRESS: 2207 COKESBURY HIGHWAY HARTWELL, GA 30643
NATURE OF BUSINESS: CHOIR DIRECTOR
START DATE: 1/1/12
APX NUMBER OF HOURS PER WEEK: 5 HOURS
APX NUMBER OF HOURS DURING TRADING HOURS: N/A
BRIEF DESCRIPTION OF DUTIES: LEAD MUSIC FOR SUNDAY SERVICES;
NAME OF OTHER BUSINESS: LEGG FAMILY INVESTMENTS
INVESTMENT RELATED: NO
ADDRESS: 170 LAKE FOREST DRIVE, ELBERTON, GA 30635
NATURE OF BUSINESS: RENT BUSINESS OFFICES
START DATE: 1/1/12
APX NUMBER OF HOURS PER WEEK: 1 HOUR
APX NUMBER OF HOURS DURING TRADING HOURS: N/A
BRIEF DESCRIPTION OF DUTIES: MEMBER OF LLC KEEP ALL RECORDS
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Dawn Bradford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 215 Hartwell Rd, Lavonia, GA 30553RIA
CRD#: 105644
LAVONIA, GA
Current
February 9, 2009 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 215 Hartwell Road, Lavonia, GA 30553BD
CRD#: 13572
Lavonia, GA
Past
March 11, 2009 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 7, 2007 - January 5, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ANDERSON, SC
Past
August 6, 2007 - January 5, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ANDERSON, SC
Past
August 8, 2006 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATHENS, GA
Past
July 3, 2006 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATHENS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/14/2017)
RR
Colorado(6/11/2024)
RR
Florida(1/8/2018)
RR
Georgia(2/9/2009)
IAR
Georgia(3/23/2023)
RR
Oklahoma(2/9/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
