Maurice P. Saluan
Professional summary
Maurice Patrick Saluan Jr, AIF®, CIMA®, who also goes by Maurice Patrick Saluan Jr, Maurice Patrick Saluan, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Rancho Mission Viejo, California and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Maurice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Maurice has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maurice Patrick Saluan Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
August 6, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116October 9, 2018 - August 4, 2021
PAYDEN & RYGEL
October 5, 2018 - August 4, 2021
PAYDEN & RYGEL DISTRIBUTORS
October 19, 2012 - September 10, 2018
PNC CAPITAL ADVISORS LLC
May 10, 2012 - September 14, 2018
FORESIDE DISTRIBUTION SOLUTIONS, LLC
January 13, 2011 - April 9, 2012
COREBRIDGE CAPITAL SERVICES, INC.
September 23, 2009 - January 5, 2011
KEY INVESTMENT SERVICES LLC
November 30, 2007 - September 11, 2009
FIFTH THIRD SECURITIES, INC.
November 30, 2007 - September 11, 2009
FIFTH THIRD SECURITIES, INC.
September 12, 2006 - September 14, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
September 7, 2006 - September 14, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
