Brandon J. Pham
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
SALT LAKE CITY, UT
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CRD#: 5142102
Professional summary
Brandon John Pham, CFP®, who also goes by Brandon John Pham, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Salt Lake City, Utah and FIDELITY BROKERAGE SERVICES LLC located in Chandler, Arizona.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brandon has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As your Executive Planning Consultant, I am here to help you plan for your lifetime financial goals through benefits optimization, equity compensation expertise, wealth planning and advice.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon John Pham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon John Pham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Utah
Master of Business Administration (MBA) - MBA
2020
Westminster College
Bachelor of Science (BS) - Financial Services
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Current
July 8, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226BD
CRD#: 7784
Chandler, AZ
Past
July 29, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
September 1, 2015 - June 21, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Cottonwood Heights, UT
Past
August 31, 2015 - June 21, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Cottonwood Heights, UT
Past
July 16, 2012 - August 21, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MUKILTEO, WA
Past
August 2, 2011 - August 11, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
PORTLAND, OR
Past
October 4, 2007 - July 15, 2011
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
July 10, 2006 - July 14, 2011
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/19/2022)
RR
Alaska(10/19/2022)
RR
Arizona(10/19/2022)
RR
Arkansas(10/19/2022)
RR
California(10/19/2022)
RR
Colorado(10/19/2022)
RR
Connecticut(10/19/2022)
RR
Delaware(10/19/2022)
RR
District of Columbia(10/19/2022)
RR
Florida(10/19/2022)
RR
Georgia(10/19/2022)
RR
Hawaii(10/19/2022)
RR
Idaho(10/19/2022)
RR
Illinois(10/19/2022)
RR
Indiana(10/19/2022)
RR
Iowa(10/19/2022)
RR
Kansas(10/19/2022)
RR
Kentucky(10/19/2022)
RR
Louisiana(10/19/2022)
RR
Maine(10/19/2022)
RR
Maryland(10/19/2022)
RR
Massachusetts(10/19/2022)
RR
Michigan(10/19/2022)
RR
Minnesota(10/19/2022)
RR
Mississippi(10/19/2022)
RR
Missouri(10/19/2022)
RR
Montana(10/19/2022)
RR
Nebraska(10/19/2022)
RR
Nevada(10/19/2022)
RR
New Hampshire(10/19/2022)
RR
New Jersey(10/19/2022)
RR
New Mexico(10/19/2022)
RR
New York(10/19/2022)
RR
North Carolina(10/19/2022)
RR
North Dakota(10/19/2022)
RR
Ohio(10/20/2022)
RR
Oklahoma(10/19/2022)
RR
Oregon(10/19/2022)
RR
Pennsylvania(10/19/2022)
RR
Puerto Rico(10/19/2022)
RR
Rhode Island(10/19/2022)
RR
South Carolina(10/19/2022)
RR
South Dakota(10/19/2022)
RR
Tennessee(10/19/2022)
RR
Texas(7/22/2022)
IAR
Texas(3/31/2025)
RR
Utah(7/8/2022)
IAR
Utah(3/31/2025)
RR
Vermont(10/19/2022)
RR
Virgin Islands(10/19/2022)
RR
Virginia(10/19/2022)
RR
Washington(10/19/2022)
RR
West Virginia(10/19/2022)
RR
Wisconsin(10/19/2022)
RR
Wyoming(10/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Salt Lake City, UTTRUST BUT VERIFY
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Contact information
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