Kevin W. Nicholas
Professional summary
Kevin William Nicholas, who also goes by Kevin W Nicholas, Kevin W Nicolas, Kevin Nicolas, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2006. Kevin has worked at 7 firms and has passed the Series 66, Series 57TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin William Nicholas's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2021 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152May 2, 2019 - August 2, 2021
INVESCO ADVISERS, INC.
May 2, 2019 - August 2, 2021
INVESCO DISTRIBUTORS, INC.
January 2, 2013 - April 24, 2019
GOLDMAN SACHS & CO. LLC
December 8, 2006 - January 7, 2013
ALLIANCEBERNSTEIN L.P.
December 8, 2006 - January 7, 2013
SANFORD C. BERNSTEIN & CO., LLC
July 21, 2006 - November 20, 2006
MORGAN STANLEY DW INC.
July 3, 2006 - November 20, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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