Andrew A. Pela
Professional summary
Andrew Arthur Pela, who also goes by Andrew Arther Pela, is a registered financial professional currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Arthur Pela's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2023 - Present
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960March 9, 2023 - July 5, 2023
MORGAN STANLEY
April 20, 2009 - July 5, 2023
HARRISDIRECT LLC
August 14, 2006 - July 5, 2023
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2023)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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