Timothy J. Bartlett

UNIQUE WEALTH

TAMPA, FL 33609

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CRD#: 5140526

Professional summary

Timothy J Bartlett, CFP®, who also goes by Tim Bartlett, Timothy Joel Bartlett, Tim J Bartlett, is a registered financial advisor currently at UNIQUE WEALTH, LLC located in Tampa, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Timothy has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Bartlett | Timothy Joel Bartlett | Tim J Bartlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Exemplar Capital LLC. Investment-related. 10 Post Office Square, 8th FL South, Boston MA 02109. Exemplar Capital LLC provides financial advice and services. Consultant. The relationship will be as a consultant for their litigation finance fund. May 25th, 2023. 1-3 hours per month during business hours. 5 to 7 hours per month outside of business hours. The position is a consulting role on various aspects of a litigation finance fund.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J Bartlett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 7, 2021 - Present

UNIQUE WEALTH, LLC

Office #1: 4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

RIA

CRD#: 312462

TAMPA, FL

Past

September 29, 2015 - December 11, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Tampa, FL

Past

September 25, 2015 - March 12, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Tampa, FL

Past

February 11, 2014 - September 14, 2015

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CLEARWATER, FL

Past

February 7, 2014 - September 14, 2015

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CLEARWATER, FL

Past

October 9, 2013 - February 11, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TAMPA, FL

Past

September 4, 2013 - February 11, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TAMPA, FL

Past

October 22, 2008 - August 16, 2012

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

August 18, 2008 - August 16, 2012

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

January 8, 2007 - August 20, 2008

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2007

General Securities Representative Examination

Current Firm

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

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Contact information

Main Address

4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

Mailing Address

Phone number

(813) 816-2030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNIQUE ADV 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts	2,470
AUM (Assets Under Management)	$ 766,513,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Bartlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J Bartlett's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

UNIQUE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2008

Series 7TO

Date: 3/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2007

Current Firm

UNIQUE WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIQUE WEALTH, LLC

TRUST BUT VERIFY

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