Bradley D. Holland
CETERA INVESTMENT ADVISERS LLC
SHELBYVILLE, KY 40065
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CRD#: 5139790
Professional summary
Bradley Dale Holland, CFP®, who also goes by Bradley D Holland, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Shelbyville, Kentucky and CETERA WEALTH SERVICES, LLC located in Shelbyville, Kentucky.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Bradley has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bradley D Holland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) HOLLAND FINANCIAL GROUP aka HOLLAND AGENCY INC; Investment Related; 308 Main Street, Shelbyville, KY 40065; Insurance and Financial Services; Producer; Start Date 10/2005; 100 hour per month with all hours per month occurring during trading hours; Sales and service of Accident and Health, Group Benefit, Disability, Fixed Annuities, Long-Term Care and Traditional Life insurance products. >> POA; Non-Investment Related; Residence Address; Other; Power of Attorney (POA); Start Date 05/2009; No hours per month; Power of Attorney for my spouse. >> BRAD HOLLAND; Non-Investment Related; 308 Main Street, Shelbyville, KY 40065; Office Space Rental; Owner; Start Date 10/2014; No hours per month; I own a duplex and occupy the downstairs office for Holland Financial Group and I lease the upstairs office space to a tenant. >> BRAD HOLLAND - MUSICIAN; Non-Investment Related; Residence Address; Entertainment; Bass Player; Start Date 10/2005; 10 hours per month with no hours per month occurring during trading hours; Freelance bass player and vocalist. >> POA; Non-Investment Related; Mitchell, IN 47446; Other; Power of Attorney (POA); Start Date 08/2018; No hours per month with no hours per month during trading hours; I have Power of Attorney for my parent.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Dale Holland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 308 Main Street, Shelbyville, KY 40065RIA
CRD#: 105644
SHELBYVILLE, KY
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 308 Main Street, Shelbyville, KY 40065BD
CRD#: 13572
Shelbyville, KY
Past
August 29, 2017 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Shelbyville, KY
Past
August 29, 2017 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Shelbyville, KY
Past
September 1, 2006 - September 8, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
MITCHELL, IN
Past
June 28, 2006 - September 8, 2017
OSAIC FS, INC.
BD
CRD#: 3870
MITCHELL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Florida(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Kentucky(2/20/2025)
IAR
Kentucky(2/20/2025)
RR
Maryland(2/20/2025)
RR
Michigan(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Montana(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(3/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Shelbyville, KY 40065TRUST BUT VERIFY
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