Bradley S. Montgomery

GREAT LAKES BAY FINANCIAL

Saginaw, MI 48604

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CRD#: 5139426

Professional summary

Bradley Scott Montgomery, who also goes by Brad Montgomery, is a registered financial advisor currently at GREAT LAKES BAY FINANCIAL located in Saginaw, Michigan.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bradley has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Montgomery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE SALES, INVESTMENT RELATED, SAME ADDRESS AS BRANCH, INSURANCE SALES THROUGH VARIOUS CARRIERS, INSURANCE PRODUCER 7/2018 APPROX 2 HOURS PER MONTH. HOME DEPOT, NON-INVESTMENT RELATED; SAGINAW, MI; SALES ASSOCIATE; 03/2000

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Scott Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2022 - Present

GREAT LAKES BAY FINANCIAL

Office #1: 4901 Towne Centre Road Suite 113, Saginaw, MI 48604

RIA

CRD#: 297138

Saginaw, MI

Past

July 18, 2018 - March 16, 2022

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Saginaw, MI

Past

July 3, 2018 - April 7, 2022

RICHMARK PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 290854

FRANKENMUTH, MI

Past

January 27, 2014 - June 28, 2018

BFC PLANNING, INC.

RIA

CRD#: 119682

SAQGINAW, MI

Past

January 24, 2014 - June 28, 2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

SAGINAW, MI

Past

August 14, 2012 - January 24, 2014

L.M. KOHN & COMPANY

RIA

CRD#: 27913

SAGINAW, MI

Past

July 20, 2012 - January 24, 2014

L.M. KOHN & COMPANY

CRD#: 27913

SAGINAW, MI

Past

February 24, 2010 - July 23, 2012

LEONARD & COMPANY

RIA

CRD#: 36527

SAGINAW, MI

Past

March 20, 2009 - July 23, 2012

LEONARD & COMPANY

CRD#: 36527

SAGINAW, MI

Past

March 6, 2008 - September 2, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

LIVONIA, MI

Past

December 12, 2007 - September 2, 2008

CETERA ADVISORS LLC

CRD#: 10299

LIVONIA, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/22/2022)

IAR

Texas
(3/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2007

General Securities Representative Examination

Current Firm

GREAT LAKES BAY FINANCIAL

GREAT LAKES BAY FINANCIAL | GREAT LAKES BAY FINANCIAL LLC

CRD#: 297138 / SEC#:

Michigan

Registered Investment Advisory firm - (6/23/2020 Approved)

Texas

Registered Investment Advisory firm - (3/15/2022 Approved)

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Contact information

Main Address

4901 Towne Centre Road Suite 113, Saginaw, MI 48604

Mailing Address

Phone number

(989) 792-2812

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	499
AUM (Assets Under Management)	$ 49,220,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley S. Montgomery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Scott Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

RICHMARK PRIVATE WEALTH MANAGEMENT

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

LEONARD & COMPANY

LEONARD & COMPANY

CETERA ADVISORS LLC

CETERA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2008

SIE

Date: 6/28/2018

Series 7

Date: 12/11/2007

Current Firm

GREAT LAKES BAY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREAT LAKES BAY FINANCIAL

TRUST BUT VERIFY

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