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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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BM

Bradley S. Montgomery

GREAT LAKES BAY FINANCIAL
Saginaw, MI 48604
Some features on this profile are disabled
CRD#: 5139426
BM

Professional summary

Bradley Scott Montgomery, who also goes by Brad Montgomery, is a registered financial advisor currently at GREAT LAKES BAY FINANCIAL located in Saginaw, Michigan.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bradley has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brad Montgomery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

GREAT LAKES BAY FINANCIAL

Office #1: 4901 Towne Centre Road Suite 113, Saginaw, MI 48604
CRD#: 297138
Saginaw, MI
Past

February 22, 2022 - December 31, 2025

GREAT LAKES BAY FINANCIAL

RIA
CRD#: 297138
SAGINAW, MI
Past

July 18, 2018 - March 16, 2022

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Saginaw, MI
Past

July 3, 2018 - April 7, 2022

RICHMARK PRIVATE WEALTH MANAGEMENT

RIA
CRD#: 290854
FRANKENMUTH, MI
Past

January 27, 2014 - June 28, 2018

BFC PLANNING, INC.

RIA
CRD#: 119682
SAQGINAW, MI
Past

January 24, 2014 - June 28, 2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
SAGINAW, MI
Past

August 14, 2012 - January 24, 2014

L.M. KOHN & COMPANY

RIA
CRD#: 27913
SAGINAW, MI
Past

July 20, 2012 - January 24, 2014

L.M. KOHN & COMPANY

BD
CRD#: 27913
SAGINAW, MI
Past

February 24, 2010 - July 23, 2012

LEONARD & COMPANY

RIA
CRD#: 36527
SAGINAW, MI
Past

March 20, 2009 - July 23, 2012

LEONARD & COMPANY

BD
CRD#: 36527
SAGINAW, MI
Past

March 6, 2008 - September 2, 2008

CETERA ADVISORS LLC

RIA
CRD#: 10299
LIVONIA, MI
Past

December 12, 2007 - September 2, 2008

CETERA ADVISORS LLC

BD
CRD#: 10299
LIVONIA, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(3/10/2026)
IAR
Texas
(3/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/28/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2007
General Securities Representative Examination

Current Firm

GL
GREAT LAKES BAY FINANCIAL
GREAT LAKES BAY FINANCIAL | GREAT LAKES BAY FINANCIAL LLC

CRD#: 297138 / SEC#:

PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4901 Towne Centre Road Suite 113, Saginaw, MI 48604
Mailing Address
Phone number
(989) 792-2812
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts499
AUM (Assets Under Management)$ 49,220,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT LAKES BAY FINANCIAL

CRD#: 297138Saginaw, MI 48604

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