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Bradley S. Montgomery

GREAT LAKES BAY FINANCIAL
Saginaw, MI 48604
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CRD#: 5139426
BM

Professional summary


Bradley Scott Montgomery, who also goes by Brad Montgomery, is a registered financial advisor currently at GREAT LAKES BAY FINANCIAL located in Saginaw, Michigan.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bradley has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Brad Montgomery

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED INSURANCE SALES, INVESTMENT RELATED, SAME ADDRESS AS BRANCH, INSURANCE SALES THROUGH VARIOUS CARRIERS, INSURANCE PRODUCER 7/2018 APPROX 2 HOURS PER MONTH. HOME DEPOT, NON-INVESTMENT RELATED; SAGINAW, MI; SALES ASSOCIATE; 03/2000

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Bradley Scott Montgomery's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 22, 2022 - Present

GREAT LAKES BAY FINANCIAL

Office #1: 4901 Towne Centre Road Suite 113, Saginaw, MI 48604
RIA
CRD#: 297138
Saginaw, MI
Past

July 18, 2018 - March 16, 2022

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Saginaw, MI
Past

July 3, 2018 - April 7, 2022

RICHMARK PRIVATE WEALTH MANAGEMENT

RIA
CRD#: 290854
FRANKENMUTH, MI
Past

January 27, 2014 - June 28, 2018

BFC PLANNING, INC.

RIA
CRD#: 119682
SAQGINAW, MI
Past

January 24, 2014 - June 28, 2018

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
SAGINAW, MI
Past

August 14, 2012 - January 24, 2014

L.M. KOHN & COMPANY

RIA
CRD#: 27913
SAGINAW, MI
Past

July 20, 2012 - January 24, 2014

L.M. KOHN & COMPANY

BD
CRD#: 27913
SAGINAW, MI
Past

February 24, 2010 - July 23, 2012

LEONARD & COMPANY

RIA
CRD#: 36527
SAGINAW, MI
Past

March 20, 2009 - July 23, 2012

LEONARD & COMPANY

BD
CRD#: 36527
SAGINAW, MI
Past

March 6, 2008 - September 2, 2008

CETERA ADVISORS LLC

RIA
CRD#: 10299
LIVONIA, MI
Past

December 12, 2007 - September 2, 2008

CETERA ADVISORS LLC

BD
CRD#: 10299
LIVONIA, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(2/22/2022)
IAR
Texas
(3/15/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GL
GREAT LAKES BAY FINANCIAL
GREAT LAKES BAY FINANCIAL | GREAT LAKES BAY FINANCIAL LLC

CRD#: 297138 / SEC#:

Michigan
Registered Investment Advisory firm - (6/23/2020 Approved)
Texas
Registered Investment Advisory firm - (3/15/2022 Approved)
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Contact information


Main Address
4901 Towne Centre Road Suite 113, Saginaw, MI 48604
Mailing Address
Phone number
(989) 792-2812
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts499
AUM (Assets Under Management)$ 49,220,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREAT LAKES BAY FINANCIAL

CRD#: 297138Saginaw, MI 48604

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