AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GH

Gal G. Horev

CETERA INVESTMENT ADVISERS
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 5138931
GH

Professional summary

Gal Gali Horev, who also goes by Gali Horev, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Irvine, California and CETERA WEALTH SERVICES, LLC located in Irvine, California.

Gal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Gal has worked at 14 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gali Horev

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gal Gali Horev's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 19800 Macarthur Blvd Suite 650, Irvine, CA 92612
RIA
CRD#: 105644
Irvine, CA
Current

March 9, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 19800 Macarthur Blvd Suite #300, Irvine, CA 92612
BD
CRD#: 13572
Irvine, CA
Past

January 5, 2026 - March 9, 2026

DEMPSEY LORD SMITH, LLC

RIA
CRD#: 141238
ROME, GA
Past

November 25, 2025 - March 20, 2026

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Irvine, CA
Past

November 21, 2025 - March 20, 2026

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Irvine, CA
Past

November 1, 2017 - December 31, 2025

DEMPSEY LORD SMITH, LLC

RIA
CRD#: 141238
ROME, GA
Past

February 6, 2017 - November 21, 2025

DEMPSEY LORD SMITH, LLC

BD
CRD#: 141238
ROME, GA
Past

February 21, 2012 - February 24, 2017

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
IRVINE, CA
Past

January 4, 2012 - February 17, 2017

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
IRVINE, CA
Past

August 9, 2010 - December 31, 2011

AMERICAN INVESTORS COMPANY

RIA
CRD#: 38
IRVINE, CA
Past

May 25, 2010 - December 31, 2011

AMERICAN INVESTORS COMPANY

BD
CRD#: 38
SAN RAMON, CA
Past

September 25, 2009 - May 26, 2010

PRIVATE ASSET ADVISORS, INC.

RIA
CRD#: 142322
COSTA MESA, CA
Past

September 23, 2009 - April 27, 2010

PRIVATE ASSET GROUP, INC.

BD
CRD#: 142541
COSTA MESA, CA
Past

October 16, 2008 - September 23, 2009

FINANCIAL WEST GROUP

RIA
CRD#: 16668
LOS ANGELES, CA
Past

October 16, 2008 - September 23, 2009

FINANCIAL WEST GROUP

BD
CRD#: 16668
RENO, NV
Past

March 29, 2007 - October 29, 2008

MORGAN PEABODY, INC.

BD
CRD#: 38306
SHERMAN OAKS, CA
Past

January 18, 2007 - March 30, 2007

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
LONG BEACH, CA
Past

January 9, 2007 - March 30, 2007

SPC

RIA
CRD#: 110692
LONG BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/19/2026)
RR
California
(3/9/2026)
IAR
California
(3/9/2026)
RR
Colorado
(3/11/2026)
RR
Florida
(3/10/2026)
RR
Idaho
(3/10/2026)
RR
Mississippi
(3/20/2026)
RR
Nevada
(3/9/2026)
RR
North Carolina
(3/23/2026)
RR
Ohio
(3/9/2026)
IAR
Texas
(3/10/2026)
RR
Texas
(3/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/8/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/22/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Loading...

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Irvine, CA 92612

TRUST BUT VERIFY

Monitor Gal Horev

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Mark Kendall Rylance
Mark RylanceAdvisorCheck Check Mark
RS CRUM INC.
IAR
Newport Beach, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.