Jamie M. Lima
SAX WEALTH ADVISORS
Ramona, CA
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CRD#: 5138442
Professional summary
Jamie Michael Lima, CFP®, who also goes by Jamie Lima, is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Ramona, California.
Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jamie has worked at 12 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Biography
Jamie Lima is the President of Woodson Wealth Management. Jamie’s career began with Morgan Stanley in 2006. He later joined Fidelity Investments in 2011, where he managed a $1 billion in assets of high-net worth families and businesses. During his tenure with Fidelity, he also spent several years coaching and training fellow associates nationally with a focus on the southern California region. To that end, he brings over 20 years of financial education and hands-on experience in the Financial Services industry. Jamie holds an MBA from National University in San Diego and has been a CERTIFIED FINANCIAL PLANNER™ for nearly a decade.
Jamie loves helping his clients make complex financial decisions, and ‘making the puzzle pieces fit’ for them. “The Financial Planning process can seem like an overwhelming exercise, but it doesn’t have to be. My job is to ensure that my team and I are with our clients every step of the way. Our job is done when clients can easily understand and, more important, are able to explain their plan(s) to their loved ones. The pinnacle for me is creating a cohesive (and executable) plan, which every important stakeholder can follow and implement.”
Outside of work, Jamie and his wife, Dawn, spend a lot of time in their Jeep off-roading, working around their farm in Ramona, CA and trying to keep up with their 5 (yes, 5!) kids.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Estate Planning
Investment Planning
Divorce Planning
Education Planning
Insurance Planning
Do you have an area of expertise or specialization?
Baby Boomers
Business Owners
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
Corporate Executives
Are you a "fiduciary"?
Yes
Aliases
Jamie Lima
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jamie Michael Lima is the President/Founder and CCO of Woodson Wealth Management. The firm provides financial planning services. It is a full-time position. Jamie Michael Lima is the Member/Owner at Two Wishes, LLC DBA Two Wishes Homestead. This activity is generally not performed during trading hours. Jamie Michael Lima is the Owner of Allegiant Solutions LLC DBA Allegiant Divorce Solutions. This activity takes up 8 hours a month during trading hours. Jamie Michael Lima is employed as a Wealth Advisor with Sax Wealth Advisors LLC. This activity takes up 16 hours a month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Michael Lima's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
April 10, 2025 - Present
SAX WEALTH ADVISORS, LLC
RIA
CRD#: 119193
Ramona, CA
Past
May 4, 2021 - May 4, 2022
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
Ramona, CA
Past
May 26, 2020 - July 15, 2025
WOODSON WEALTH MANAGEMENT
RIA
CRD#: 309313
RAMONA, CA
Past
February 28, 2020 - April 17, 2020
PRESIDIO CAPITAL MANAGEMENT, LLC
RIA
CRD#: 304501
SAN DIEGO, CA
Past
February 28, 2020 - April 17, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
San Diego, CA
Past
February 28, 2020 - April 17, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
July 13, 2018 - March 2, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
August 15, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN DIEGO, CA
Past
July 28, 2011 - February 28, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SAN DIEGO, CA
Past
June 1, 2009 - July 7, 2011
MORGAN STANLEY
RIA
CRD#: 149777
ONTARIO, CA
Past
June 1, 2009 - July 7, 2011
MORGAN STANLEY
BD
CRD#: 149777
ONTARIO, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ONTARIO, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ONTARIO, CA
Past
July 17, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
ONTARIO, CA
Past
July 3, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
ONTARIO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SAX WEALTH ADVISORS, LLC
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
RIA
Registered Investment Advisory firm - (2/28/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2025)
IAR
New Jersey(4/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SAX WEALTH ADVISORS, LLC
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
RIA
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Contact information
Main Address
389 Interpace Parkway Suite 3, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 859-2199
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,685 |
| AUM (Assets Under Management) | $ 2,440,851,802 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
