Michel G. Boulos

PUTNAM INVESTMENT MANAGEMENT

BOSTON, MA 02110

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CRD#: 5138337

Professional summary

Michel George Boulos, who also goes by Michel G Boulos, Michel George Boulos, Michel Boulos, is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Boston, Massachusetts.

Michel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michel has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michel G Boulos | Michel George Boulos | Michel Boulos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michel George Boulos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2022 - Present

PUTNAM INVESTMENT MANAGEMENT, LLC

Office #1: 100 Federal St, Boston, MA 02110

RIA

CRD#: 106629

BOSTON, MA

Current

July 2, 2024 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 Federal Street, Boston, MA 02110

CRD#: 109064

Boston, MA

Past

February 11, 2022 - July 2, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Boston, MA

Past

November 22, 2021 - January 10, 2022

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

July 18, 2019 - February 19, 2021

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

October 29, 2009 - July 12, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 1, 2009 - September 14, 2009

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - September 14, 2009

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

February 27, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

July 27, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/2/2024)

Alaska
(7/2/2024)

Arizona
(7/2/2024)

Arkansas
(7/2/2024)

California
(7/2/2024)

Colorado
(7/2/2024)

Connecticut
(7/2/2024)

Delaware
(7/2/2024)

District of Columbia
(7/2/2024)

Florida
(7/2/2024)

Georgia
(7/2/2024)

Hawaii
(7/2/2024)

Idaho
(7/2/2024)

Illinois
(7/2/2024)

Indiana
(7/2/2024)

Iowa
(7/2/2024)

Kansas
(7/2/2024)

Kentucky
(7/2/2024)

Louisiana
(7/2/2024)

Maine
(7/2/2024)

Maryland
(7/2/2024)

IAR

Massachusetts
(2/23/2022)

Massachusetts
(7/2/2024)

Michigan
(7/2/2024)

Minnesota
(7/2/2024)

Mississippi
(7/2/2024)

Missouri
(7/2/2024)

Montana
(7/2/2024)

Nebraska
(7/2/2024)

Nevada
(7/2/2024)

New Hampshire
(7/2/2024)

New Jersey
(7/2/2024)

New Mexico
(7/2/2024)

New York
(7/2/2024)

North Carolina
(7/2/2024)

North Dakota
(7/2/2024)

Ohio
(7/2/2024)

Oklahoma
(7/2/2024)

Oregon
(7/2/2024)

Pennsylvania
(7/2/2024)

Rhode Island
(7/2/2024)

South Carolina
(7/2/2024)

South Dakota
(7/2/2024)

Tennessee
(7/2/2024)

Texas
(7/2/2024)

Utah
(7/2/2024)

Vermont
(7/2/2024)

Virginia
(7/2/2024)

Washington
(7/2/2024)

West Virginia
(7/2/2024)

Wisconsin
(7/2/2024)

Wyoming
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/17/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/18/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/9/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

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Contact information

Main Address

100 Federal St, Boston, MA 02110

Mailing Address

Phone number

(617) 292-1000

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTPPG COMBINED SMA BROCHURE DECEMBER 2024 (1/10/2025)

FTPPG COMBINED SMA BROCHURE SUPPLEMENT DECEMBER 2024 (1/10/2025)

PUTNAM INVESTMENT MANAGEMENT, LLC FORM ADV PART 2A DECEMBER 2024 (12/23/2024)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 85,208,444,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michel G. Boulos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michel George Boulos's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN DISTRIBUTORS, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

T. ROWE PRICE INVESTMENT SERVICES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PUTNAM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/2019

Series 66

Date: 2/21/2007

Series 7TO

Date: 7/18/2019

SIE

Date: 1/9/2019

Series 7

Date: 7/26/2006

FINRA

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUTNAM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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