Michael Juskiewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Juskiewicz was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2016 - February 7, 2018
CDX ADVISORS
April 5, 2012 - December 24, 2015
INTE SECURITIES LLC
November 5, 2010 - December 15, 2011
NOMURA SECURITIES INTERNATIONAL, INC.
May 10, 2010 - May 10, 2011
NOMURA SECURITIES NORTH AMERICA, LLC
September 14, 2007 - June 10, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CDX ADVISORS
CRD#: 171500 / SEC#: , 8-69465
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
