Patrick W. Redman
Professional summary
Patrick W Redman, who also goes by Patrick Redman, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Cohasset, Massachusetts.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2006. Patrick has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick W Redman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2025 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 18, 2023 - May 7, 2025
ADVISORS ASSET MANAGEMENT, INC.
September 1, 2022 - December 21, 2023
ALT FUND DISTRIBUTORS LLC
December 14, 2012 - August 8, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 30, 2011 - November 23, 2012
NORTHERN TRUST SECURITIES, INC.
August 22, 2011 - September 2, 2011
INVESCO ADVISERS, INC.
June 1, 2010 - September 2, 2011
INVESCO DISTRIBUTORS, INC.
June 12, 2006 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2025)
(5/19/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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