Brian J. Raiti
Professional summary
Brian J Raiti is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2014. Brian has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian J Raiti's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2021 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281January 6, 2014 - January 7, 2021
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/10/2014
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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