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CI

Carl J. Iannacci

LARRAINVIAL SECURITIES US
New York, NY 10017
Some features on this profile are disabled
CRD#: 5136980
CI

Professional summary

Carl Joseph Iannacci, who also goes by Carl Joseph Iannacci, Carl Iannacci, Carl Josepn Iannacci, Carl J Iannacci, is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC located in New York, New York.

Carl is registered as a RR (Registered Representative) and started their career in finance in 2006. Carl has worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Carl Joseph Iannacci | Carl Iannacci | Carl Josepn Iannacci | Carl J Iannacci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carl Joseph Iannacci's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2026 - Present

LARRAINVIAL SECURITIES US LLC

Office #1: 400 Madison Avenue Suite 5c, New York, NY 10017
BD
CRD#: 152424
New York, NY
Past

September 17, 2025 - January 20, 2026

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

July 19, 2023 - November 30, 2023

DISTRIBUTION SERVICES, LLC

BD
CRD#: 25938
PORTLAND, ME
Past

October 12, 2021 - December 31, 2022

PHARE CAPITAL WEALTH MANAGEMENT

RIA
CRD#: 314743
BOSTON, MA
Past

November 13, 2020 - January 13, 2022

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

November 26, 2019 - April 20, 2020

GROWTH CAPITAL SERVICES, INC.

RIA
CRD#: 124658
San Francisco, CA
Past

November 4, 2019 - April 20, 2020

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
San Francisco, CA
Past

June 30, 2016 - April 3, 2017

CG CAPITAL MARKETS, LLC

BD
CRD#: 35513
BOCA RATON, FL
Past

June 12, 2015 - June 2, 2016

BRITEHORN SECURITIES

BD
CRD#: 36402
DENVER, CO
Past

December 11, 2013 - January 2, 2015

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
DENVER, CO
Past

June 28, 2012 - December 31, 2013

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
DENVER, CO
Past

May 11, 2012 - January 7, 2015

361 CAPITAL LLC

RIA
CRD#: 118203
DENVER, CO
Past

March 20, 2012 - June 28, 2012

GRAND DISTRIBUTION SERVICES, LLC

BD
CRD#: 127700
MILWAUKEE, WI
Past

August 29, 2008 - February 17, 2012

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

May 22, 2006 - February 17, 2012

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/13/2026)
RR
Maine
(2/13/2026)
RR
Massachusetts
(2/13/2026)
RR
New Hampshire
(2/13/2026)
RR
New Jersey
(2/13/2026)
RR
New York
(2/13/2026)
RR
Pennsylvania
(2/13/2026)
RR
Vermont
(2/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/26/2019
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/12/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/11/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/19/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/19/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LARRAINVIAL SECURITIES US LLC
LARRAINVIAL SECURITIES US LLC

CRD#: 152424 / SEC#: , 8-68452

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
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Contact information

Main Address
El Bosque Norte 0177, Las Condes Santiago 7550100
Mailing Address
400 Madison Avenue Suite 5c, New York, NY 10017
Phone number
562 2339-8562
Established
Delaware since 11/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LARRAIN VIAL SPAMANAGING MEMBER
CHIN, PHYLLIS NYUK FAHFINOP6250921
LARRAIN, CLAUDIO PATRICIOCEO5742665
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096
VEGA, SEBASTIAN P.CO-CCO7567081

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARRAINVIAL SECURITIES US LLC

CRD#: 152424New York, NY 10017

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