EP
Eric D. Patton
ONEDIGITAL
Castle Rock, CO
Some features on this profile are disabled
CRD#: 5136912
EP
Professional summary
Eric Dwayne Patton, who also goes by Eric Patton, is a registered financial advisor currently at ONEDIGITAL located in Castle Rock, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Eric has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Patton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PATTON HOLDINGS, LLC; NOT INVESTMENT RELATED; PRIVATE RESIDENCE; HOLDING COMPANY; PRESIDEENT; 09/2021 START DATE; 0.5 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; INVESTMENT AND OVERSIGHT DUTIES. _____ � _____ 2) PATTON POWERSPORTS LLC; NOT INVETSMENT RELATED; PRIVATE RESIDENCE; ATV/UTV RENTAL COMPANY; INDIRECT OWNER/OPERATOR; 03/2022 START DATE; 15 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ALL OPERATIONAL DUTIES. _____ � _____ 3) L&P COMMODITIES LLC; NOT INVESTMENT RELATED; PRIVATE RESIDENCE; TRUCKING COMPANY; CHIEF FINANCIAL OFFICER; 09/2021 START DATE; 10 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE REVIEW OF FINANCIAL RECORDS, OBTAINING FINANCING, AND PROVIDING STRATEGIC INPUT. _____ � _____ 4) L&P TRUCKING INC.; NOT INVESTMENT RELATED; PRIVATE RESIDENCE; TRUCKING COMPANY; CHIEF FINANCIAL OFFICER; 02/2023 START DATE; 10 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE REVIEW OF FINANCIAL RECORDS, OBTAINING FINANCING, AND PROVIDING STRATEGIC INPUT. _____ � _____ 5) LAND AND PLOW TRUCKING LLC; NOT INVESTMENT RELATED; PRIVATE RESIDENCE; CHIEF FINANCIAL OFFICER; 09/2023 START DATE; 10 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE REVIEW OF FINANCIAL RECORDS, OBTAINING FINANCING, AND PROVIDING STRATEGIC INPUT. _____ � _____ 6) WEALTHSOURCE HOLDINGS, INC.; NOT INVESTMENT-RELATED; PRIVATE RESIDENCE; HOLDING COMPANY; SECRETARY, TREASURER, DIRECTOR; 03/2021 START DATE; 80 HOURS/MONTH DEVOTED; 50 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; BOARD OF DIRECTOR DUTIES. _____ � _____ 7) WEALTHSOURCE PARTNERS, LLC; INVESTMENT RELATED; PRIVATE RESIDENCE; REGISTERED INVESTMENT ADVISER; CHIEF FINANCIAL OFFICER; 01/2016 START DATE; 100 HOURS/MONTH DEVOTED; 70 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; MANAGEMENT, OPERATIONS AND FINANCE/ACCOUNTING DUTIES. _____ � _____ Patton'd LLC; not investment related; Castle Rock, CO 80109; Jan 28, 2025; Managing Member; 8 hours/month devoted; 0 hours during securities trading hours; Formed an LLC to support my children's 3D printing hobby business. The entity captures sales and expenses to teach them basic business skills. This activity is limited to nights and weekends, primarily managed by my children, and is more educational/hobbyist in nature than commercial.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Dwayne Patton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2025 - Present
ONEDIGITAL
RIA
CRD#: 106766
Castle Rock, CO
Past
January 24, 2024 - December 31, 2024
ONEDIGITAL
RIA
CRD#: 106766
CASTLE ROCK, CO
Past
March 3, 2016 - October 26, 2024
WEALTHSOURCE®
RIA
CRD#: 282202
CASTLE ROCK, CO
Past
January 22, 2010 - June 2, 2010
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
DENVER, CO
Past
January 21, 2010 - December 15, 2016
AVANT-GARDE ADVISORS LLC
RIA
CRD#: 151527
CENTENNIAL, CO
Past
November 3, 2006 - August 6, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
DENVER, CO
Past
May 22, 2006 - August 6, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
Registered Investment Advisory firm - (1/22/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
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Contact information
Main Address
11101 Switzer Road Suite 200, Overland Park, KS 66210
Mailing Address
Phone number
(877) 742-2021
Established
Firm type
Fiscal year end
# of Employees
610
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
