HP
Harry J. Parker
M. E. ALLISON & CO.
San Antonio, TX 78209
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CRD#: 5136522
HP
Professional summary
Harry J Parker is a registered financial advisor currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Harry has worked at 3 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Harry J Parker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Harry J Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2022 - Present
M. E. ALLISON & CO., INC.
Office #1: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209Office #2: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209RIA
BD
CRD#: 1047
San Antonio, TX
Current
April 3, 2022 - Present
M. E. ALLISON & CO., INC.
Office #1: 950 East Basse Road Second Floor, San Antonio, TX 78209-1831Office #2: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209RIA
BD
CRD#: 1047
San Antonio, TX
Past
January 28, 2022 - April 27, 2022
FROST INVESTMENT SERVICES
RIA
CRD#: 286129
San Antonio, TX
Past
March 10, 2018 - December 31, 2021
FROST INVESTMENT SERVICES
RIA
CRD#: 286129
SAN ANTONIO, TX
Past
May 9, 2006 - April 27, 2022
FROST BROKERAGE SERVICES, INC.
BD
CRD#: 17465
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M. E. ALLISON & CO., INC.
M. E. ALLISON & CO., INC.
CRD#: 1047 / SEC#: 801-129805, 8-1402
RIA
Registered Investment Advisory firm - SEC (3/29/2024 Approved)Texas
Registered Investment Advisory firm - SEC (7/8/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/3/2022)
RR
New Mexico(4/3/2022)
RR
Texas(4/3/2022)
IAR
Texas(4/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
M. E. ALLISON & CO., INC.
M. E. ALLISON & CO., INC.
CRD#: 1047 / SEC#: 801-129805, 8-1402
RIA
Registered Investment Advisory firm - SEC (3/29/2024 Approved)Texas
Registered Investment Advisory firm - SEC (7/8/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
950 East Basse Road Second Floor, San Antonio, TX 78209
Mailing Address
950 East Basse Road Second Floor, San Antonio, TX 78209-1831
Phone number
(210) 930-4000
Established
Texas since 03/09/1946
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (2 States and Territories)
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 405 |
| AUM (Assets Under Management) | $ 287,435,346 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
