Christopher Rumsey Allison
CFP®Professional Summary
Christopher Rumsey Allison, CFP® is a registered financial advisor currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 1 firm and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 79, Series 50, Series 55, Series 7, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
M. E. ALLISON & CO., INC.
Contact Information
Main Address
950 East Basse Road Second Floor, San Antonio, TX 78209Mailing Address
950 East Basse Road Second Floor, San Antonio, TX 78209-1831Phone Number
(210) 930-4000Established
Texas since 03/09/1946Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
12SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
FINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
499AUM (Assets Under Management)
$366,385,125Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
M. E. ALLISON & CO., INC.
State Registrations and Notice Filings
(1/2/2019)
(10/29/2016)
(1/2/2019)
(2/7/2013)
(2/7/2022)
(10/29/2016)
(11/1/2023)
(6/8/2010)
(10/5/2015)
(1/29/1993)
(1/29/1993)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Mar 2016About the Series 79 examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Feb 2016About the Series 50 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 2005Series 54 — Municipal Advisor Principal Qualification Examination
Passed Mar 2021About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Rumsey Allison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Rumsey Allison's CRS (Customer Relationship Summary).
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