Francis C. Murnighan
Professional summary
Francis Connery Murnighan, who also goes by Conner Murnighan, Francis C Murnighan, Francis Conner Murnighan, is a registered financial professional currently at SIA SECURITIES CORPORATION located in Minneapolis, Minnesota.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2006. Francis has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Connery Murnighan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2016 - Present
SIA SECURITIES CORPORATION
Office #1: 3300 Ids Center 80 S. 8th Street, Minneapolis, MN 55402September 14, 2012 - August 18, 2016
NORTHERN TRUST SECURITIES, INC.
June 16, 2011 - August 30, 2012
FORESIDE FUND SERVICES, LLC
August 10, 2009 - April 8, 2011
GOLDMAN SACHS & CO. LLC
January 16, 2009 - June 1, 2009
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
June 13, 2008 - May 27, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 17, 2006 - June 5, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2016)
(9/20/2017)
(10/11/2016)
(10/23/2017)
(10/11/2016)
(10/11/2016)
(9/20/2017)
(10/11/2016)
(10/11/2016)
(10/10/2017)
(10/11/2016)
(9/25/2017)
(10/3/2017)
(10/17/2017)
(9/22/2017)
(10/11/2016)
Exams
FINRA
Current Firm
SIA SECURITIES CORPORATION
CRD#: 35403 / SEC#: , 8-46668
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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