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CRD#: 35403
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SIA SECURITIES CORPORATION is located at 3300 Ids Center 80 S. 8th Street, Minneapolis, MN 55402 and was first established at Kansas City, Minnesota in 06/19/1987. After operating for 39 years, SIA SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SIA SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. SIA SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SIA SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SIA SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SIA SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SIA SECURITIES CORPORATION Comes From

Understanding the Statistics for SIA SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
3300 Ids Center 80 S. 8th Street, Minneapolis, MN 55402
Mailing Address
3300 Ids Center 80 S. 8th Street, Minneapolis, MN 55402
Firm Size
Small
Phone Number
(612) 332-3223
Established
Minnesota since 06/19/1987
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SIT INVESTMENT ASSOCIATES, INC.SHAREHOLDER
RASMUSSEN, PAUL EDWARDPRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2421880
SIT, ROGER JDIRECTOR, CHAIRMAN2174779

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Advisor's working at SIA SECURITIES CORPORATION

SB

Steven Prescott Benjamin

RR
CRD#: 1700990
Location:
Minneapolis, MN 55402
Company:
SIA SECURITIES CORPORATION
Disclosures:
Experience:
38 years
View Profile
KM

Keith Ray Mcfadyen

RR
CRD#: 1614457
Location:
Minneapolis, MN 55402
Company:
SIA SECURITIES CORPORATION
Disclosures:
Experience:
34 years
View Profile
RS

Roger J Sit

RR
CRD#: 2174779
Location:
Minneapolis, MN 55402
Company:
SIA SECURITIES CORPORATION
Disclosures:
Experience:
34 years
View Profile
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