NC
Nicholas W. Campbell
FIRST COMMAND ADVISORY SERVICES
Riverview, FL 33578
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CRD#: 5135782
NC
Professional summary
Nicholas William Campbell, who also goes by Nick Campbell, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Riverview, Florida and FIRST COMMAND BROKERAGE SERVICES, INC. located in Riverview, Florida.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: BNI, INSTRUCTOR Investment-related: No Address: Nature of the other business: Education/Training Your position: Professional Development and Chapter Launch Start date: 01/01/20 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: 1 - 5 Description of duties: I have been a member of BNI since 2006 and was offered an opportunity to join the regional leadership team team. I Provide training to BNI members on how to prepare their Weekly Presentation/Introduction. Additionally I help train new members how to start a BNI Chapter. (2) Name of the other business: Nick Campbell & Associates Inc. ; Whether the business is investment-related: Yes ; Address of the other business: 6152 Delancey Station St STE 105B Riverview, FL 33578 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: President ; The start date of your relationship: 6/1/2007 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: S-Corp established to run my First Command Business
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas William Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 6152 Delancey Station Street, Riverview, FL 33578RIA
CRD#: 281958
Riverview, FL
Current
May 18, 2006 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 6152 Delancy Station St. Suite 105b, Riverview, FL 33578BD
CRD#: 3641
Riverview, FL
Past
June 13, 2006 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/30/2024)
RR
Florida(6/12/2006)
IAR
Florida(12/15/2015)
RR
Georgia(2/11/2013)
RR
Kansas(12/16/2013)
RR
Mississippi(12/18/2023)
RR
Missouri(9/16/2025)
RR
North Carolina(10/2/2018)
RR
South Carolina(1/6/2021)
RR
Tennessee(4/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
