SP
Stephen M. Patton
EAGLE STRATEGIES LLC
SPRINGFIELD, IL 62704
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CRD#: 5135020
SP
Professional summary
Stephen Mark Patton is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Springfield, Illinois and NYLIFE SECURITIES LLC located in Springfield, Illinois.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[PATTON FINANCIAL GROUP;YES INVESTMENT RELATED;1750 W. WABASH AVE.,STE. A SPRINGFIELD, IL 62704;OWNER/PRINCIPAL;02/2012 TO PRESENT; 40 TO 50 HOURS PER WEEK; FINANCIAL SERVICES REP OFFERING ALL NYL PRODUCTS AND BROKERING NON NYL, NON-REGISTERED PRODUCTS] [PATTON REAL ESTATE;INVESTMENT RELATED;3604 WITTINGTON COURT, SPRINGFIELD, IL 62704; PROPERTY INSPECTIONS/MANAGEMENT/RENTAL; PARTNER; 12/2012; 1 TO 3 HOURS PER MONTH; OVERSEE PROPERTY MANAGEMENT/INSPECTIONS/RENTAL. MINIMAL INVOLVEMENT IN BUSINESS. MY SPOUSE IS MY PARTNER AND SHE HAS PRIMARY RESPONSIBILITIES OF DAY TO DAY OPERATIONS] [KMP Five Star Holdings LLC; 33 1/3 ownership of a property owned by Sheaff Heller Properties LLC; 3900 Wood Duck Dr. Springfield, IL 62711; Start Date 02/2021; Role/Title: Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours;Manager and Member. Engage with current and prospective tenants regarding associated rents and inquiry of occupied or unoccupied space for lease-property for lease] [5 Star Fleet; car rental; 3900 wood duck dr suite A Springfield, IL 62711; Start Date 07/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Mark Patton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 2144 S Macarthur Blvd Suite 200, Springfield, IL 62704RIA
CRD#: 110826
SPRINGFIELD, IL
Current
September 22, 2006 - Present
NYLIFE SECURITIES LLC
Office #1: 2144 S Macarthur Blvd Suite 200, Springfield, IL 62704BD
CRD#: 5167
Springfield, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/27/2025)
RR
California(12/7/2023)
RR
Florida(6/22/2020)
RR
Georgia(11/12/2020)
RR
Illinois(10/5/2006)
IAR
Illinois(2/6/2020)
RR
Iowa(5/1/2007)
RR
Missouri(10/5/2006)
IAR
Missouri(1/29/2020)
RR
Nebraska(2/5/2021)
RR
Oklahoma(10/16/2019)
RR
Texas(5/22/2025)
IAR
Texas(5/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Springfield, IL 62704TRUST BUT VERIFY
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