Lynnette A. Hanes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynnette Anne Hanes, who also goes by Lynn Anne Hanes, Lynnettte Anne Smith, was a registered financial professional .
Lynnette is a previously registered financial professional and started their career in finance in 2006. Lynnette had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2016 - March 5, 2018
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
June 11, 2015 - October 18, 2016
MORGAN STANLEY
May 6, 2015 - October 18, 2016
MORGAN STANLEY
March 13, 2009 - May 15, 2015
RBC CAPITAL MARKETS, LLC
March 13, 2009 - May 15, 2015
RBC CAPITAL MARKETS, LLC
August 21, 2006 - March 13, 2009
FERRIS, BAKER WATTS, LLC
May 4, 2006 - March 13, 2009
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIDGEWATER WEALTH & FINANCIAL MANAGEMENT, LLC
CRD#: 152965 / SEC#: 801-71137
Contact information
Red Flags
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