JP
Joseph J. Palumbo
CETERA INVESTMENT ADVISERS LLC
GLEN BURNIE, MD 21061
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CRD#: 5133845
JP
Professional summary
Joseph John Palumbo, CFP®, who also goes by Joe John Palumbo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glen Burnie, Maryland and CETERA WEALTH SERVICES, LLC located in Glen Burnie, Maryland.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe John Palumbo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CR Inc. (Crossroads Inc.) 119 Hollywood Dr~Glen Burnie MD Vice President~1/1/2000~2hrs~2hrs~Bus. Cat: Amusement Company Position: 5% owner V. President 2) Joseph J. Palumbo CPA 244 Robert St~Glen Burnie MD Tax Preparation/Accounting~Owner/Sole Proprietor~10/1/2005~80hrs~160hrs~Tax/accounting 3) Palumbo Financial & Tax Services LLC 1500 Bolton St Baltimore MD Accounting Services/Tax Preparation 9/18/2019~80hrs~80hrs~I will prepare taxes and perform accounting duties for clients 4) GATIKE, LLC POSITION: Owner NATURE: Investment in partial ownerships of Restaurant franchises INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 Baltimore MD DESCRIPTION: Investment only 5) 2209 RED BUD RENTALS LLC POSITION: Member NATURE: Single family home Short term Rentals INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2021 ADDRESS: 2229 Settlers Valley Way, Lost City WV 26810, United States DESCRIPTION: Renting of residential real estate 6) ROWHOUSE FINANCIAL PARTNERS POSITION: Member NATURE: DBA of Palumbo Financial and Tax Services LLC Tax and Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 09/30/2023 ADDRESS: 802 Landmark Dr, Suite 111, Glen Burnie MD 21061 DESCRIPTION: Managing member, Tax and accounting and financial services 7) DOVE RUN RETREAT LLC POSITION: Member NATURE: Real Estate Development INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/07/2024 ADDRESS: 2229 Settlers Valley Way, Lost City WV 26810, United States DESCRIPTION: I am keeping the books and project managing the development of this land as a single family residence to sell 8) HUNDRED ACRE WOODS LLC POSITION: Member NATURE: Real Estate Development INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/07/2024 ADDRESS: 2229 Settlers Valley Way, Lost City WV 26810, United States DESCRIPTION: I am maintaining the books and we are subdividing the land and having houses built to sell. My activities include managing the project around this subdividing and building 9)Maryland Society of Accountants PAC; Treasurer/Comptroller; Government; NIR; 0; 09/26/2017; 10630 Little Patuxent Pkwy , Ste 146 Columbia MD 21044; Sign checks and produce report for the PAC. No authority to make decisions on behalf of PAC. Strictly Administrative
CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Palumbo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 802 Landmark Dr. Suite 111, Glen Burnie, MD 21061RIA
CRD#: 105644
GLEN BURNIE, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 802 Landmark Dr Suite 111, Glen Burnie, MD 21061Office #2: 711 W 40th St Suite 362, Baltimore, MD 21211BD
CRD#: 13572
GLEN BURNIE, MD
Past
January 16, 2007 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Glen Burnie, MD
Past
June 30, 2006 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GLEN BURNIE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/18/2025)
RR
Delaware(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Massachusetts(9/18/2025)
RR
Missouri(9/5/2025)
RR
New Jersey(9/18/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oregon(9/18/2025)
RR
Pennsylvania(9/17/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
