Isao L. Shoji

TSG ADVICE PARTNERS

COLUMBUS, OH 43219

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CRD#: 5133809

Professional summary

Isao Lee Shoji, CFP®, who also goes by Isao Shoji, is a registered financial advisor currently at TSG ADVICE PARTNERS, LLC located in Columbus, Ohio.

Isao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Isao has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Isao Shoji

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Single Family; Dublin, OH 43016; Investment Related; Nov 2012. Business Ownership; A I Setokko LLC; Co-Member; Real Estate - Holding investment properties; Dublin, OH 43017; Investment Related; Jan 2013; 1 to 9 hours per month; 1-9 during trading hours/ SG Capital LLC; Member; Business Operation; Columbus, OH 43215; Not Investment Related; Aug 2014; 40 to 59 hours per month; 40-59 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isao Lee Shoji's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

November 8, 2019 - Present

TSG ADVICE PARTNERS, LLC

Office #1: 4449 Easton Way Suite 200, Columbus, OH 43219

RIA

CRD#: 305999

COLUMBUS, OH

Past

August 9, 2006 - November 15, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Columbus, OH

Past

August 7, 2006 - November 15, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Columbus, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSG ADVICE PARTNERS, LLC

ADENA ADVISORS, LLC | TSG ADVICE PARTNERS, LLC

CRD#: 305999 / SEC#: 801-117566

RIA

Registered Investment Advisory firm - (10/29/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/11/2019)

IAR

Texas
(11/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2006

General Securities Representative Examination

Current Firm

TSG ADVICE PARTNERS, LLC

ADENA ADVISORS, LLC | TSG ADVICE PARTNERS, LLC

CRD#: 305999 / SEC#: 801-117566

RIA

Registered Investment Advisory firm - (10/29/2019 Approved)

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Contact information

Main Address

4449 Easton Way Suite 200, Columbus, OH 43219

Mailing Address

254 S. Grubb Street, Columbus, OH 43215

Phone number

(614) 697-2750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TSG ADVICE PARTNERS, LLC (9/11/2025)

Regulatory assets under management

Total Number of Accounts	3,410
AUM (Assets Under Management)	$ 762,215,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Isao L. Shoji

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isao Lee Shoji's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSG ADVICE PARTNERS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TSG ADVICE PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2006

Current Firm

TSG ADVICE PARTNERS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TSG ADVICE PARTNERS, LLC

TRUST BUT VERIFY

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