CG
Charles E. Glass
ON INVESTMENT MANAGEMENT CO
Alliance, OH 44601
Some features on this profile are disabled
CRD#: 5133241
CG
Professional summary
Charles Eugene Glass is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Alliance, Ohio and THE O.N. EQUITY SALES COMPANY located in Alliance, Ohio.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Insurance Sales; 2301 S. Arch Avenue, Alliance, OH 44601; not investment related; Career agent; 10/17/2013-current; 160 hours/month (120 during securities trading hours); insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Eugene Glass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2020 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2301 S. Arch Ave, Alliance, OH 44601RIA
CRD#: 105662
Alliance, OH
Current
March 20, 2020 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Alliance, OH
Past
January 23, 2017 - October 4, 2019
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
AUSTINTOWN, OH
Past
November 30, 2016 - October 4, 2019
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
AUSTINTOWN, OH
Past
September 12, 2013 - December 7, 2016
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
ALLIANCE, OH
Past
September 29, 2009 - August 26, 2013
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
UNIONTOWN, OH
Past
May 30, 2007 - August 10, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CANTON, OH
Past
August 1, 2006 - May 31, 2007
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CANTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/14/2020)
IAR
Arizona(10/20/2020)
RR
Florida(5/14/2020)
IAR
Florida(2/18/2022)
RR
Illinois(1/21/2021)
IAR
Illinois(7/19/2021)
IAR
Indiana(3/30/2023)
RR
Indiana(6/20/2023)
RR
Kentucky(8/2/2022)
IAR
Kentucky(8/2/2022)
RR
Michigan(3/20/2020)
IAR
Michigan(3/23/2020)
RR
Mississippi(8/4/2021)
IAR
Mississippi(9/22/2021)
RR
Missouri(8/3/2021)
RR
New Jersey(8/25/2023)
IAR
New Jersey(8/29/2023)
RR
New York(6/26/2023)
IAR
New York(6/26/2023)
RR
Ohio(3/20/2020)
IAR
Ohio(3/20/2020)
RR
Oklahoma(2/19/2024)
IAR
Oklahoma(4/22/2024)
RR
Oregon(1/27/2023)
RR
Pennsylvania(3/20/2020)
IAR
Pennsylvania(3/20/2020)
RR
South Carolina(10/29/2021)
IAR
South Carolina(11/3/2021)
RR
Tennessee(2/23/2021)
RR
West Virginia(3/20/2020)
IAR
West Virginia(3/23/2020)
IAR
Wisconsin(10/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
