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Robert E. Love

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CRD#: 5132803
RL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Edward Love, who also goes by Robert Love, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert Love

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 11, 2011 - July 27, 2012

NATIONAL PENSION & GROUP CONSULTANTS, INC

BD
CRD#: 613
KANSAS CITY, MO
Past

September 5, 2008 - April 2, 2009

NATIONAL PENSION & GROUP CONSULTANTS, INC

BD
CRD#: 613
HEBRON, KY
Past

July 19, 2007 - May 6, 2008

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
COVINGTON, KY
Past

February 20, 2007 - April 9, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
COVINGTON, KY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/6/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


NP
NATIONAL PENSION & GROUP CONSULTANTS, INC
NATIONAL PENSION & GROUP CONSULTANTS, INC | NATIONAL PENSION & GROUP CONSULTANTS, INC.

CRD#: 613 / SEC#: , 8-11206

BD
Terminated by SEC on 01/29/2019
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Contact information


Main Address
3130 Broadway, Kansas City, MO 64111
Mailing Address
Phone number
Established
District of Columbia since 05/18/1961
Firm type
Corporation
Fiscal year end
April
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
JONES, BRADFORD RYANSHAREHOLDER6718248
JONES, BRYSON LEESHAREHOLDER3078547
JONES, RICHARD FORREST JRSHAREHOLDER3081842
ELLIOTT, STEPHEN ASHLEY SRCHIEF COMPLIANCE OFFICER, SECRETARY3247244
JONES, RICHARD FORRESTDIRECTOR,CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER261633

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NATIONAL PENSION & GROUP CONSULTANTS, INC

CRD#: 613

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