Aaron T. Klopp
Professional summary
Aaron Taylor Klopp, who also goes by Aaron Klopp, is a registered financial professional currently at NANCY BARRON & ASSOCIATES, INC. located in Lexington, Kentucky.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2006. Aaron has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Taylor Klopp's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2025 - Present
NANCY BARRON & ASSOCIATES, INC.
Office #1: 150 Grand Boulevard, Lexington, KY 40507January 1, 2008 - April 2, 2024
FIDELITY BROKERAGE SERVICES LLC
June 8, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2025)
(7/7/2025)
Exams
FINRA
Current Firm
NANCY BARRON & ASSOCIATES, INC.
CRD#: 30201 / SEC#: , 8-44803
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NANCY BARRON & ASSOCIATES, INC.
CRD#: 30201Lexington, KY 40507TRUST BUT VERIFY
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