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SL

Seth M. Lee

ORCHARD SECURITIES
PLEASANT GROVE, UT 84062
CRD#: 5132690
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SL
Seth Mathias LeeORCHARD SECURITIES

Professional summary

Seth Mathias Lee, CIMA®, who also goes by Seth Lee, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Seth is registered as a RR (Registered Representative) and started their career in finance in 2006. Seth has worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Seth Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Seth Mathias Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

June 18, 2026 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
BD
CRD#: 133378
PLEASANT GROVE, UT
Past

June 28, 2023 - January 22, 2024

BAKER TILLY CAPITAL, LLC

BD
CRD#: 115333
Reno, NV
Past

May 24, 2022 - June 12, 2023

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Aliso Viejo, CA
Past

September 9, 2019 - January 16, 2022

GROWTH CAPITAL SERVICES, INC.

RIA
CRD#: 124658
RENO, NV
Past

September 7, 2019 - January 16, 2022

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
RENO, NV
Past

June 14, 2019 - August 6, 2019

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
San Francisco, CA
Past

February 14, 2018 - November 29, 2018

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
RENO, NV
Past

February 5, 2018 - November 29, 2018

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
RENO, NV
Past

September 27, 2017 - March 15, 2018

NIEMANN CAPITAL MANAGEMENT INC

RIA
CRD#: 106451
Carson City, NV
Past

May 4, 2017 - February 2, 2018

CORECAP INVESTMENTS, LLC

BD
CRD#: 37068
Reno, NV
Past

July 23, 2015 - November 21, 2016

MATRIX CAPITAL GROUP, INC.

BD
CRD#: 33364
Reno, NV
Past

September 27, 2013 - October 18, 2017

NAVELLIER & ASSOCIATES INC

RIA
CRD#: 107568
RENO, NV
Past

April 24, 2008 - September 30, 2011

SCOTTRADE, INC.

BD
CRD#: 8206
RENO, NV
Past

September 25, 2006 - April 23, 2008

WADDELL & REED

RIA
CRD#: 866
RENO, NV
Past

August 21, 2006 - April 23, 2008

WADDELL & REED

BD
CRD#: 866
RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(6/18/2026)
RR
Florida
(6/18/2026)
RR
Illinois
(6/18/2026)
RR
Kentucky
(6/18/2026)
RR
Michigan
(6/18/2026)
RR
Minnesota
(6/18/2026)
RR
Mississippi
(6/18/2026)
RR
Montana
(6/18/2026)
RR
Nebraska
(6/18/2026)
RR
New Jersey
(6/18/2026)
RR
Oklahoma
(6/18/2026)
RR
South Carolina
(6/18/2026)
RR
South Dakota
(6/18/2026)
RR
Texas
(6/18/2026)
RR
Vermont
(6/18/2026)
RR
Washington
(6/18/2026)
RR
Wisconsin
(6/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/22/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/16/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OS
ORCHARD SECURITIES, LLC
JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Mailing Address
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
Phone number
(801) 316-4301
Established
Utah since 09/27/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CREEKSIDE LAND DEVELOPMENT, LLCMEMBER
FAR VISIONS, LLCMEMBER
NORTH CANYON ENTERPRISES, LLCMEMBER
TOTTENHAM INVESTMENTS, LLCMEMBER
TRIPLE CROWN SECURITES, LLCMEMBER
BADALAMENTI, CHARLES RICHARDFINOP2065038
BRADBURN, KEVIN CHRISTOPHERMANAGER, CHIEF EXECUTIVE OFFICER2718206
GARRETT, TAYLOR WESTONPRESIDENT4829547
HART, ADRIENNE YOSTCHIEF COMPLIANCE OFFICER1510179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ORCHARD SECURITIES, LLC

CRD#: 133378Pleasant Grove, UT 84062

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