SL
Samira Lemieux
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 5132220
SL
Professional summary
Samira Lemieux, who also goes by Samira Hasan, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Samira is registered as a RR (Registered Representative) and started their career in finance in 2006. Samira has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Samira Hasan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Samira Lemieux's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
September 12, 2024 - May 15, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
October 20, 2023 - July 26, 2024
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BEACHWOOD, OH
Past
January 18, 2018 - August 12, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PEPPER PIKE, OH
Past
January 18, 2018 - August 12, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PEPPER PIKE, OH
Past
July 10, 2017 - December 22, 2017
MCDONALD PARTNERS LLC
BD
CRD#: 135414
CLEVELAND, OH
Past
January 26, 2017 - July 3, 2017
MORGAN STANLEY
RIA
CRD#: 149777
PEPPER PIKE, OH
Past
January 1, 2016 - July 3, 2017
MORGAN STANLEY
BD
CRD#: 149777
PEPPER PIKE, OH
Past
September 23, 2010 - April 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CLEVELAND, OH
Past
September 22, 2010 - April 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CLEVELAND, OH
Past
February 6, 2008 - May 14, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
MENTOR-ON-THE-LAKE, OH
Past
May 17, 2006 - May 14, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MENTOR-ON-THE-LAKE, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2025)
RR
Alaska(10/28/2025)
RR
Arizona(11/4/2025)
RR
Arkansas(11/4/2025)
RR
California(10/24/2025)
RR
Colorado(10/28/2025)
RR
Connecticut(10/27/2025)
RR
Delaware(10/27/2025)
RR
District of Columbia(10/24/2025)
RR
Florida(10/27/2025)
RR
Georgia(10/27/2025)
RR
Idaho(10/24/2025)
RR
Illinois(10/27/2025)
RR
Iowa(10/24/2025)
RR
Kansas(10/24/2025)
RR
Kentucky(10/28/2025)
RR
Louisiana(10/24/2025)
RR
Maine(10/24/2025)
RR
Maryland(10/29/2025)
RR
Massachusetts(10/27/2025)
RR
Minnesota(10/27/2025)
RR
Mississippi(10/28/2025)
RR
Missouri(10/24/2025)
RR
Montana(11/4/2025)
RR
Nebraska(10/24/2025)
RR
Nevada(10/27/2025)
RR
New Hampshire(10/28/2025)
RR
New Jersey(10/24/2025)
RR
New Mexico(10/24/2025)
RR
New York(10/26/2025)
RR
North Carolina(10/24/2025)
RR
North Dakota(10/30/2025)
RR
Ohio(10/22/2025)
RR
Oklahoma(10/27/2025)
RR
Pennsylvania(10/27/2025)
RR
Puerto Rico(11/4/2025)
RR
Rhode Island(10/27/2025)
RR
South Carolina(10/28/2025)
RR
South Dakota(10/27/2025)
RR
Tennessee(10/27/2025)
RR
Texas(10/27/2025)
RR
Utah(10/24/2025)
RR
Vermont(10/24/2025)
RR
Virgin Islands(10/30/2025)
RR
Virginia(10/28/2025)
RR
Washington(10/24/2025)
RR
Wisconsin(10/29/2025)
RR
Wyoming(10/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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