Michael G. Lugowski
Professional summary
Michael Giordano Lugowski, who also goes by Mike Lugowski, is a registered financial professional currently at ENVESTNET SECURITIES, INC. located in Berwyn, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Giordano Lugowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2023 - Present
ENVESTNET SECURITIES, INC.
Office #1: 1000 Chesterbrook Blvd Suite 250, Berwyn, PA 19312May 5, 2015 - February 18, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
November 4, 2011 - January 20, 2012
KAPITAL SECURITIES, LLC
July 13, 2011 - September 2, 2014
BLUE FIRE CAPITAL, LLC
June 21, 2006 - December 31, 2011
SUNGARD INSTITUTIONAL BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/17/2023
Operations Professional ExaminationFINRA
Current Firm
ENVESTNET SECURITIES, INC.
CRD#: 325803 / SEC#: , 8-71093
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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