A.j. P. Walia
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
CONCORD, CA
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CRD#: 5131422
Professional summary
A.j. Paul Walia, who also goes by A.j. Paul Walia, Ajit Paul Walia, Ajit Walia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Concord, California and FIDELITY BROKERAGE SERVICES LLC located in Walnut Creek, California.
A.j. is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. A.j. has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
With over 20 years of experience in the financial services industry, I have developed a true passion for wealth planning. Through a collaborative relationship, I work alongside my clients to develop, implement and maintain long-term financial plans despite challenging markets.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
A.j. Paul Walia | Ajit Paul Walia | Ajit Walia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view A.j. Paul Walia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
San Jose State University
Bachelor of Science (BS) - Management Information Systems
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596RIA
CRD#: 104555
CONCORD, CA
Current
September 23, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2001 North Main Street Three Ygnacio Center, Ste 100, Walnut Creek, CA 94596BD
CRD#: 7784
Walnut Creek, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WALNUT CREEK, CA
Past
September 29, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WALNUT CREEK, CA
Past
November 10, 2009 - September 9, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WALNUT CREEK, CA
Past
November 5, 2009 - September 9, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
WALNUT CREEK, CA
Past
July 10, 2007 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BERKELEY, CA
Past
December 15, 2006 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BERKELEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2021)
RR
California(9/23/2010)
IAR
California(3/31/2025)
RR
Colorado(4/9/2021)
RR
Florida(8/21/2020)
RR
Hawaii(4/9/2021)
RR
Idaho(11/22/2019)
RR
Illinois(3/18/2019)
RR
Indiana(2/12/2021)
RR
Kansas(9/27/2023)
RR
Massachusetts(11/22/2019)
RR
Nevada(9/23/2010)
RR
New Hampshire(4/30/2020)
RR
New Jersey(3/2/2024)
RR
New York(9/11/2023)
RR
North Carolina(7/21/2023)
RR
Ohio(10/12/2020)
RR
Oregon(4/27/2020)
RR
South Dakota(8/13/2021)
RR
Tennessee(1/6/2023)
RR
Texas(11/22/2019)
IAR
Texas(3/31/2025)
RR
Virginia(11/25/2019)
RR
Washington(1/11/2016)
RR
Wisconsin(1/8/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Concord, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
