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DR

Dustin M. Robbins

WEALTH ENHANCEMENT BROKERAGE SERVICES
Plymouth, MN 55441
Some features on this profile are disabled
CRD#: 5131065
DR

Professional summary


Dustin Michael Robbins, CFP®, who also goes by Dustin Michael Robbins, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Plymouth, Minnesota.

Dustin is registered as a RR (Registered Representative) and started their career in finance in 2008. Dustin has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dustin Michael Robbins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dustin Michael Robbins's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

May 2, 2022 - Present

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Office #1: 505 N Highway 169 Suite 900, Plymouth, MN 55441
BD
CRD#: 130139
Plymouth, MN
Past

April 27, 2022 - November 30, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
PLYMOUTH, MN
Past

April 4, 2017 - August 10, 2021

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN
Past

January 12, 2017 - August 10, 2021

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
MINNEAPOLIS, MN
Past

May 4, 2015 - January 12, 2017

TEMPO INVESTMENT ADVISORS, INC.

RIA
CRD#: 123326
VICTORIA, MN
Past

October 30, 2008 - May 12, 2009

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
PORTLAND, OR
Past

October 30, 2008 - May 12, 2009

CRI SECURITIES, LLC

RIA
CRD#: 22589
PORTLAND, OR
Past

September 18, 2008 - May 12, 2009

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
PORTLAND, OR
Past

September 18, 2008 - May 12, 2009

CRI SECURITIES, LLC

BD
CRD#: 22589
PORTLAND, OR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(12/1/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/9/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/13/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
WEALTH ENHANCEMENT GROUP, LLCOWNER
CAHN, JAMES LORENVICE PRESIDENT6052512
CAIN, STEPHANIE MHEAD OF SUPERVISION4081085
CLARK, LISA LYNNOPERATIONS OFFICER2271616
DEKKO, JEFFREY THOMAS HAROLDVICE PRESIDENT4648018
DIECKHAUS, JOSEPH ALANCHIEF COMPLIANCE OFFICER5374613
FURCHT, ELIZABETH ANNSECRETARY5778785
WINDORSKI, KELLY JOSEPHCHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL3211118

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139Plymouth, MN 55441

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