EP
Eric D. Pucciarelli
KESTRA ADVISORY SERVICES
Alpharetta, GA 30009
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CRD#: 5130128
EP
Professional summary
Eric Donato Pucciarelli is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Alpharetta, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Alpharetta, Georgia.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: EDP CONSULTING, LLC Investment Related: No Address: 35 Old Canton St. Alpharetta GA 30004 Nature of Business: Consulting; Other Other/None of the Above NA Position, Title or Relationship: Member Start Date: 1/17/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: passive coach advisors on how to systematize more of their business, use staff efficiently, and communicate with clients efficiently Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Peachtree Capital Holdings Investment Related: Yes Address: 35 Old Canton Rd Alpharetta GA 30009 Nature of Business: Real Estate Position, Title or Relationship: I am the member/owner of the LLC Start Date: 7/27/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Marketing to and showing property to potential renters; paying mortgage, collecting rent, covering maintenance and repair expenses, from LLC bank account Name: ESL ADVISERS POSITION: affiliate NATURE: referring business consulting services INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2022 ADDRESS: 577 Ralph McGill Blvd, Atlanta GA 30312 DESCRIPTION: receive referral fee for engagements Name: CLARIVISE PRIVATE WEALTH POSITION: Partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 140 SECURITIES TRADING HOURS: 110 START DATE: 05/01/2025 ADDRESS: 11800 Amber Park Dr., Suite 240, Alpharetta GA 30009, United States DESCRIPTION: production management of employees Sales and ongoing administration of financial dashboard service
CRS (Client Relationship Summary) - RIA
Click below to view Eric Donato Pucciarelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 11800 Amberpark Drive Suite 240, Alpharetta, GA 30009Office #2: 577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312RIA
CRD#: 283330
Alpharetta, GA
Current
September 10, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 11800 Amberpark Drive Suite 240, Alpharetta, GA 30009Office #2: 577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312BD
CRD#: 42046
Alpharetta, GA
Past
October 5, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Atlanta, GA
Past
September 12, 2008 - September 8, 2015
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
ALPHARETTA, GA
Past
September 2, 2008 - September 8, 2015
INVESTACORP, INC.
BD
CRD#: 7684
ALPHARETTA, GA
Past
September 7, 2006 - August 29, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ATLANTA, GA
Past
August 17, 2006 - August 29, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2017)
RR
Arizona(12/21/2015)
RR
California(7/3/2018)
RR
Florida(10/9/2015)
RR
Georgia(9/10/2015)
IAR
Georgia(4/27/2016)
RR
Illinois(6/3/2019)
RR
Louisiana(7/13/2016)
RR
Maryland(6/30/2020)
RR
Michigan(5/26/2021)
RR
Minnesota(6/2/2020)
RR
Mississippi(3/2/2017)
RR
New Jersey(7/29/2019)
RR
New York(9/10/2015)
RR
North Carolina(9/10/2015)
RR
Ohio(8/22/2019)
RR
Pennsylvania(9/10/2015)
RR
South Carolina(9/10/2015)
RR
Tennessee(6/20/2016)
RR
Texas(10/19/2015)
IAR
Texas(7/27/2023)
RR
Virginia(11/8/2022)
RR
West Virginia(9/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
