Danielle L. Frazier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danielle La Nise Frazier, CFP® was a registered financial professional .
Danielle is a previously registered financial professional and started their career in finance in 2006. Danielle had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - December 31, 2020
MERCER GLOBAL ADVISORS INC.
June 26, 2018 - October 9, 2018
HFG WEALTH MANAGEMENT, LLC
July 31, 2017 - July 30, 2018
CROSSMARK WEALTH MANAGEMENT, LLC
January 7, 2014 - July 30, 2018
CROSSMARK GLOBAL INVESTMENTS, INC.
September 27, 2010 - June 20, 2018
CROSSMARK DISTRIBUTORS, INC.
May 2, 2009 - May 18, 2010
CHASE INVESTMENT SERVICES CORP.
December 11, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
May 31, 2006 - December 17, 2007
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
