Matthew E. Lindemulder
Professional summary
Matthew E Lindemulder, who also goes by Matt Lindemulder Mr., Matthew E Lindemulder Mr, Matthew Lindemulder, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew E Lindemulder's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2014 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 227 W. Monroe St. Suite 1700, Chicago, IL 60606January 13, 2012 - March 3, 2014
JANNEY MONTGOMERY SCOTT LLC
September 30, 2011 - February 6, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 2, 2010 - November 2, 2011
STONE & YOUNGBERG LLC
July 28, 2006 - March 4, 2010
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2014)
(2/28/2014)
(6/26/2014)
(12/22/2014)
(8/12/2014)
(12/8/2016)
(2/28/2014)
(12/1/2016)
(3/4/2014)
(3/4/2014)
(10/23/2017)
(12/13/2016)
(3/13/2014)
(4/13/2016)
(3/4/2014)
(3/4/2014)
(3/20/2014)
(7/28/2014)
(3/4/2014)
(11/1/2017)
(7/22/2022)
(3/18/2014)
(3/4/2014)
(3/4/2014)
(3/4/2014)
(3/4/2014)
(3/4/2014)
(3/4/2014)
(3/4/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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