Jennifer J. Brown
Professional summary
Jennifer Jo Brown, who also goes by Jennifer Jo Thieme, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Fort Wayne, Indiana and EMPOWER FINANCIAL SERVICES, INC. located in Fort Wayne, Indiana.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jennifer has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Jo Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
June 9, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
November 18, 2009 - January 13, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
November 17, 2009 - January 13, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 18, 2008 - October 28, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
January 18, 2008 - October 28, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
February 13, 2007 - January 14, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
May 19, 2006 - January 14, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
(6/9/2021)
(6/10/2021)
(6/9/2021)
(3/28/2025)
(6/9/2021)
(6/9/2021)
(3/28/2025)
(4/25/2024)
(3/28/2025)
(3/28/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
