Frank A. Hosmer
Professional summary
Frank Alfred Hosmer Jr, who also goes by Frank Alfred Hosmer Jr., Frank Alfred Hosmer Jr, Frank Alfred Hosmer Jr, Frank Alfred Hosmer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hamilton, New Jersey and CETERA INVESTMENT SERVICES LLC located in Canonsburg, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Frank has worked at 7 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Alfred Hosmer Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 4600 J. Barry Court Ste. 220, Canonsburg, PA 15317February 28, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 4600 J. Barry Court Ste. 220, Canonsburg, PA 15317July 17, 2014 - July 21, 2021
WADDELL & REED
July 9, 2014 - July 21, 2021
WADDELL & REED
February 5, 2013 - June 30, 2014
SANTANDER SECURITIES LLC
February 5, 2013 - June 30, 2014
SANTANDER SECURITIES LLC
October 1, 2012 - January 30, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 30, 2013
J.P. MORGAN SECURITIES LLC
November 28, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 26, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 25, 2006 - November 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2006 - November 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(1/17/2023)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
(2/28/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
